Home/Filings/4/0001181431-14-005246
4//SEC Filing

GENWORTH FINANCIAL INC 4

Accession 0001181431-14-005246

$GNWCIK 0001276520operating

Filed

Feb 4, 7:00 PM ET

Accepted

Feb 5, 4:24 PM ET

Size

7.6 KB

Accession

0001181431-14-005246

Insider Transaction Report

Form 4
Period: 2014-02-03
Boyle James
EVP - Genworth
Transactions
  • Award

    Stock Settled SARs

    2014-02-03+450,000450,000 total
    Exercise: $14.30Exp: 2024-02-03Class A Common Stock (450,000 underlying)
  • Award

    Restricted Stock Units

    2014-02-03+45,00045,000 total
    Class A Common Stock (45,000 underlying)
Footnotes (3)
  • [F1]The SARs vest in four equal annual installments beginning on February 3, 2015. The vested and unexercised portion of the SARs, if any, shall be automatically exercised if the closing price of the issuer's common stock equals or exceeds a specified "maximum share value" equal to $75.
  • [F2]Restricted Stock Units settle in Class A Common Stock on a 1:1 basis.
  • [F3]Restricted Stock Units vest and convert to Class A Common Stock in two equal installments on February 3, 2016 and February 3, 2018.

Issuer

GENWORTH FINANCIAL INC

CIK 0001276520

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0001276520

Filing Metadata

Form type
4
Filed
Feb 4, 7:00 PM ET
Accepted
Feb 5, 4:24 PM ET
Size
7.6 KB