Home/Filings/4/0001181431-14-028925
4//SEC Filing

ECHELON CORP 4

Accession 0001181431-14-028925

CIK 0000031347operating

Filed

Aug 11, 8:00 PM ET

Accepted

Aug 12, 1:46 PM ET

Size

9.9 KB

Accession

0001181431-14-028925

Insider Transaction Report

Form 4
Period: 2014-08-10
HARRIS RUSSELL
Senior VP of Operations
Transactions
  • Tax Payment

    Common Stock

    2014-08-10$2.01/sh1,409$2,8322,341 total
  • Exercise/Conversion

    Performance Shares

    2014-08-103,7503,750 total
    Exp: 2015-08-10Common Stock (3,750 underlying)
  • Exercise/Conversion

    Common Stock

    2014-08-10+3,7503,750 total
Holdings
  • Common Stock

    (indirect: See Footnote)
    65,516
  • Common Stock

    (indirect: See footnote)
    20,000
Footnotes (4)
  • [F1]Each performance share represents the right to receive one share of the Issuer's Common Stock.
  • [F2]These shares are held by The Russell R. Harris 2004 Children's Trust dated April 22, 2004, of which the Reporting Person is the Settlor and his spouse is Trustee.
  • [F3]3,750 of the 15,000 shares granted to the Reporting Person under the Issuer's 1997 Stock Plan were vested and released to the Reporting Person effective August 10, 2014. Such 15,000 share grant vests at the following rate: 1/4th of such shares on August 10, 2012 and on each one year anniversary thereafter.
  • [F4]These shares are held by The Harris Living Trust dated March 22, 2004, of which the Reporting Person and his spouse, Jan Johnson Harris, serve as co-trustees.

Issuer

ECHELON CORP

CIK 0000031347

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0000031347

Filing Metadata

Form type
4
Filed
Aug 11, 8:00 PM ET
Accepted
Aug 12, 1:46 PM ET
Size
9.9 KB