4//SEC Filing
MAVENIR SYSTEMS INC 4
Accession 0001181431-14-036678
CIK 0001361470operating
Filed
Nov 17, 7:00 PM ET
Accepted
Nov 18, 4:46 PM ET
Size
20.3 KB
Accession
0001181431-14-036678
Insider Transaction Report
Form 4
DEANGELIS KENNETH P
10% Owner
Transactions
- Other
Common Stock
2014-11-14+47,099→ 47,099 total - Other
Common Stock
2014-11-14−1,250,000→ 2,850,854 total(indirect: By Austin Ventures VIII, L.P.) - Gift
Common Stock
2014-11-14−47,099→ 0 total - Other
Common Stock
2014-11-14+321,875→ 321,875 total(indirect: By AV Partners VIII, L.P.) - Other
Common Stock
2014-11-14−321,875→ 0 total(indirect: By AV Partners VIII, L.P.)
PACITTI CHRISTOPHER A
10% Owner
Transactions
- Gift
Common Stock
2014-11-14−47,099→ 0 total - Other
Common Stock
2014-11-14−321,875→ 0 total(indirect: By AV Partners VIII, L.P.) - Other
Common Stock
2014-11-14−1,250,000→ 2,850,854 total(indirect: By Austin Ventures VIII, L.P.) - Other
Common Stock
2014-11-14+321,875→ 321,875 total(indirect: By AV Partners VIII, L.P.) - Other
Common Stock
2014-11-14+47,099→ 47,099 total
THORNTON JOHN D
10% Owner
Transactions
- Other
Common Stock
2014-11-14+321,875→ 321,875 total(indirect: By AV Partners VIII, L.P.) - Other
Common Stock
2014-11-14−321,875→ 0 total(indirect: By AV Partners VIII, L.P.) - Gift
Common Stock
2014-11-14−47,099→ 0 total - Other
Common Stock
2014-11-14+47,099→ 47,099 total - Other
Common Stock
2014-11-14−1,250,000→ 2,850,854 total(indirect: By Austin Ventures VIII, L.P.)
AV PARTNERS VIII LP
10% Owner
Transactions
- Gift
Common Stock
2014-11-14−47,099→ 0 total - Other
Common Stock
2014-11-14−321,875→ 0 total(indirect: By AV Partners VIII, L.P.) - Other
Common Stock
2014-11-14+47,099→ 47,099 total - Other
Common Stock
2014-11-14−1,250,000→ 2,850,854 total(indirect: By Austin Ventures VIII, L.P.) - Other
Common Stock
2014-11-14+321,875→ 321,875 total(indirect: By AV Partners VIII, L.P.)
AUSTIN VENTURES VIII LP
10% Owner
Transactions
- Other
Common Stock
2014-11-14+321,875→ 321,875 total(indirect: By AV Partners VIII, L.P.) - Other
Common Stock
2014-11-14+47,099→ 47,099 total - Other
Common Stock
2014-11-14−321,875→ 0 total(indirect: By AV Partners VIII, L.P.) - Gift
Common Stock
2014-11-14−47,099→ 0 total - Other
Common Stock
2014-11-14−1,250,000→ 2,850,854 total(indirect: By Austin Ventures VIII, L.P.)
ARAGONA JOSEPH C
10% Owner
Transactions
- Other
Common Stock
2014-11-14+321,875→ 321,875 total(indirect: By AV Partners VIII, L.P.) - Other
Common Stock
2014-11-14+47,099→ 47,099 total - Other
Common Stock
2014-11-14−1,250,000→ 2,850,854 total(indirect: By Austin Ventures VIII, L.P.) - Other
Common Stock
2014-11-14−321,875→ 0 total(indirect: By AV Partners VIII, L.P.) - Gift
Common Stock
2014-11-14−47,099→ 0 total
Footnotes (7)
- [F1]Represents a pro-rata in-kind distribution of Common Stock of the Issuer by Austin Ventures VIII, L.P. ("AV VIII") without consideration to its limited partners and its general partner, AV Partners VIII, L.P. ("AVP VIII") (the "AV VIII Fund Distribution").
- [F2]Shares held directly by AV VIII. AVP VIII, the general partner of AV VIII, may be deemed to have sole voting and dispositive power over the shares held by AV VIII. Joseph C. Aragona, Kenneth P. DeAngelis, John D. Thornton and Christopher A. Pacitti are the general partners of AVP VIII and may be deemed to share voting and dispositive power over the shares held by AV VIII. Such persons and entities disclaim beneficial ownership of the shares held by AV VIII except to the extent of any pecuniary interest therein.
- [F3]Represents a change in the form of ownership from indirect to direct by virtue of the receipt of shares in the AV VIII Fund Distribution.
- [F4]Shares held directly by AVP VIII. Joseph C. Aragona, Kenneth P. DeAngelis, John D. Thornton and Christopher A. Pacitti are the general partners of AVP VIII and may be deemed to share voting and dispositive power over the shares held by AVP VIII. Such persons and entities disclaim beneficial ownership of the shares held by AVP VIII except to the extent of any pecuniary interest therein.
- [F5]Represents a pro-rata in-kind distribution of Common Stock of the Issuer by AVP VIII without consideration to its limited partners and general partners (the "AVP VIII GP Distribution").
- [F6]Represents a change in the form of ownership from indirect to direct by virtue of the receipt of shares in the AVP VIII GP Distribution.
- [F7]Shares held directly by Mr. Aragona.
Documents
Issuer
MAVENIR SYSTEMS INC
CIK 0001361470
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001361470
Filing Metadata
- Form type
- 4
- Filed
- Nov 17, 7:00 PM ET
- Accepted
- Nov 18, 4:46 PM ET
- Size
- 20.3 KB