EnerJex Resources, Inc. 4
4 · EnerJex Resources, Inc. · Filed May 6, 2015
Insider Transaction Report
Form 4
Helfert Lance W
10% Owner
Transactions
- Other
Common Stock
2015-05-04−3,439,521→ 0 total(indirect: By LLC) - Other
Common Stock
2015-05-04+11,134→ 11,134 total(indirect: By IRA) - Other
Common Stock
2015-05-04+7,328→ 7,328 total(indirect: By IRA)
Holdings
- 439,597(indirect: By LLC)
Common Stock
- 56,990(indirect: By LLC)
10% Series A Cumulative Redeemable Perpetrual Prefer. Stock
- 3,571(indirect: By IRA)
Common Stock
- 2,143(indirect: By Trust)
Common Stock
- 2,143(indirect: By Trust)
Common Stock
- 2,804(indirect: By Children)
Common Stock
- 2,804(indirect: By Children)
Common Stock
Footnotes (3)
- [F1]West Coast Opportunity Fund, LLC made a pro rata distribution of Issuer's common stock to its members. The distribution effects only a change in the form of beneficial ownership and is therefore exempt from Section 16 of the Securities and Exchange Act of 1934.
- [F2]The investments held by West Coast Opportunity Fund, LLC are managed by West Coast Asset Management, Inc. Reporting Person serves on the investment committee of West Coast Asset Management, Inc.
- [F3]Shares are held by Montecito Venture Partners, LLC, which Reporting Person serves on the board of managers.