4//SEC Filing
EnerJex Resources, Inc. 4
Accession 0001181431-15-006584
$UAVSCIK 0000008504operating
Filed
May 5, 8:00 PM ET
Accepted
May 6, 5:11 PM ET
Size
12.3 KB
Accession
0001181431-15-006584
Insider Transaction Report
Form 4
Lowe R Atticus
10% Owner
Transactions
- Other
Common Stock
2015-05-04−3,499,201→ 0 total(indirect: By LLC) - Other
Common Stock
2015-05-04+1,417→ 1,417 total(indirect: By IRA) - Other
Common Stock
2015-05-04+1,308→ 1,308 total - Other
Common Stock
2015-05-04+2,404→ 2,404 total(indirect: By IRA)
Holdings
- 8,572(indirect: By IRA)
Common Stock
- 439,597(indirect: By LLC)
Common Stock
- 56,990(indirect: By LLC)
10% Series A Cumulative Redeemable Perpetual Preferred Stock
Footnotes (3)
- [F1]The investments held by West Coast Opportunity Fund, LLC are managed by West Coast Asset Management, Inc. Reporting Person serves on the investment committee of West Coast Asset Management, Inc.
- [F2]Shares are held by Montecito Venture Partners, LLC, which Reporting Person serves on the board of managers.
- [F3]West Coast Opportunity Fund, LLC made a pro rata distribution of Issuer's common stock to its members. The distribution effects only a change in the form of beneficial ownership and is therefore exempt from Section 16 of the Securities and Exchange Act of 1934.
Documents
Issuer
EnerJex Resources, Inc.
CIK 0000008504
Entity typeoperating
IncorporatedNV
Related Parties
1- filerCIK 0000008504
Filing Metadata
- Form type
- 4
- Filed
- May 5, 8:00 PM ET
- Accepted
- May 6, 5:11 PM ET
- Size
- 12.3 KB