EnerJex Resources, Inc. 4
4 · EnerJex Resources, Inc. · Filed May 6, 2015
Insider Transaction Report
Form 4
Lowe R Atticus
10% Owner
Transactions
- Other
Common Stock
2015-05-04−3,499,201→ 0 total(indirect: By LLC) - Other
Common Stock
2015-05-04+1,417→ 1,417 total(indirect: By IRA) - Other
Common Stock
2015-05-04+1,308→ 1,308 total - Other
Common Stock
2015-05-04+2,404→ 2,404 total(indirect: By IRA)
Holdings
- 8,572(indirect: By IRA)
Common Stock
- 439,597(indirect: By LLC)
Common Stock
- 56,990(indirect: By LLC)
10% Series A Cumulative Redeemable Perpetual Preferred Stock
Footnotes (3)
- [F1]The investments held by West Coast Opportunity Fund, LLC are managed by West Coast Asset Management, Inc. Reporting Person serves on the investment committee of West Coast Asset Management, Inc.
- [F2]Shares are held by Montecito Venture Partners, LLC, which Reporting Person serves on the board of managers.
- [F3]West Coast Opportunity Fund, LLC made a pro rata distribution of Issuer's common stock to its members. The distribution effects only a change in the form of beneficial ownership and is therefore exempt from Section 16 of the Securities and Exchange Act of 1934.