STERN PAUL G 4
4 · WHIRLPOOL CORP /DE/ · Filed Apr 19, 2007
Insider Transaction Report
Form 4
STERN PAUL G
Director
Transactions
- Award
Stock Options
2007-04-17+1,157→ 1,157 totalExercise: $88.83→ Common (1,157 underlying) - Award
Common Stock
2007-04-17+610→ 9,428 total
Holdings
- 1,131
Stock Options
→ Common (1,131 underlying) - 1,589
Stock Options
→ Common (1,589 underlying) - 6,530.61
Phantom Stock under Non-Employee Dir. Stock Owner. Plan
→ Common - 600
Stock Options
→ Common (600 underlying)
Footnotes (14)
- [F1]Award of stock pursuant to the Nonemployee Director Equity Plan.
- [F10]Stock option awarded on 4/18/00 at the option price of $46.21 per share. All shares are currently exercisable and will expire either 20 years from the award date or the fifth anniversary of the date the Director ceases being a Director.
- [F11]Stock option awarded on 4/15/03 at the option price of $64.69 per share. All shares are currently exercisable and will expire either 20 years from the award date or the fifth anniversary of the date the Director ceases being a Director.
- [F12]Stock options awarded on 4/20/04 at the option price of $50.98 per share. All shares are currently exercisable and will expire either 20 years from the award date or the fifth anniversary of the date the Director ceases being a Director.
- [F13]Stock option awarded on 04/19/05 at the option price of $64.73 per share under the Nonemployee Director Equity Plan. All shares are currently exercisable and will expire either 20 years from the award date or the second anniversary of the date the Director ceases being a Director.
- [F14]Stock option awarded on 04/18/06 at the option price of $90.90 per share under the Nonemployee Director Equity Plan. All shares are currently exercisable and will expire either 20 years from the award date or the second anniversary of the date the Director ceases being a Director.
- [F2]8,818 shares are held in the name of the undersigned's broker.
- [F3]Stock option awarded on 04/17/07 at the option price of $88.83 per share under the Nonemployee Director Equity Plan. All shares will become exercisable six months after the award date. The expiration date is either 20 years from the award date or the second anniversary of the date the Director ceases being a Director.
- [F4]3,157 phantom shares deferred under the Nonemployee Director Stock Ownership Plan. This grant of deferred compensation is payable upon retirement from the Board of Directors. As of 03/15/2007, the latest date for which information is reasonably available, 6,530.61 total phantom shares deferred, which includes dividend equivalents earned in phantom restricted stock.
- [F5]Stock option awarded on 4/20/93 at the option price of $44.50 per share. All shares are currently exercisable and will expire either 20 years from the award date or the fifth anniversary of the date the Director ceases being a Director.
- [F6]Stock option awarded on 4/19/94 at the option price of $48.94 per share. All shares are currently exercisable and will expire either 20 years from the award date or the fifth anniversary of the date the Director ceases being a Director.
- [F7]Stock option awarded on 4/16/96 at the option price of $50.27 per share. All shares are currently exercisable and will expire either 20 years from the award date or the fifth anniversary of the date the Director ceases being a Director.
- [F8]Stock option awarded on 4/28/98 at the option price of $50.92 per share. All shares are currently exercisable and will expire either 20 years from the award date or the fifth anniversary of the date the Director ceases being a Director.
- [F9]Stock option awarded on 4/20/99 at the option price of $61.75 per share. All shares are currently exercisable and will expire either 20 years from the award date or the fifth anniversary of the date the Director ceases being a Director.