BRATTON ROBERT O 4

What Happened

• Robert O. Bratton, a director of Uwharrie Capital Corp (UWHR), was issued 132 shares on June 17, 2026 as an acquisition/award. The shares were allocated at a weighted average price of $11.29 per share, for a total value of $1,491. This was a compensation payment (not an open-market purchase or sale).

Key Details

• Transaction date: 2026-06-17; Filing date: 2026-06-18 (timely filed)
• Transaction type/code: A — Grant/award or other acquisition (compensation)
• Shares acquired: 132 at $11.29 per share; aggregate value $1,491
• Shares owned after transaction: Not reported in this Form 4
• Relevant footnotes: F1 — payment for part of annual director retainer; F2 — share count based on retainer divided by weighted average price; F3 — $11.29 is the weighted average price used for this payment

Context

• This was a routine compensation issuance to a director (an acquisition via award), which is common for board retainer payments and does not by itself indicate a change in the director’s market view. No option exercise, sale, gift, or 10b5-1 plan was reported.