4//SEC Filing
BATTENBERG JT III 4
Accession 0001189307-04-000023
CIK 0001072342other
Filed
Apr 27, 8:00 PM ET
Accepted
Apr 28, 2:28 PM ET
Size
10.0 KB
Accession
0001189307-04-000023
Insider Transaction Report
Form 4
DELPHI CORPDPH
BATTENBERG JT III
DirectorRetired Chairman & CEO
Transactions
- Tax Payment
Common Stock
2004-04-26$10.64/sh−15,043$160,058→ 702,418 total - Award
Common Stock
2004-04-26+0→ 4,496 total(indirect: By 401(k))
Footnotes (5)
- [F1]Includes shares of restricted stock, which earn dividend equivalents in the form of additional shares as and when dividends are paid on the Issuer's Common Stock and which are subject to vesting over time and forfeiture, upon the occurence of certain events. On April 24, 2004, the first installment of the 2003 award of restricted stock vested and the reporting person had shares witheld to pay witholding taxes. Total holdings include shares of restricted stock acquired as a result of all previously reported awards, dividend equivalents earned through the date of this report on such prior awards, and direct holdings of Common Stock which are not restricted shares.
- [F2]Not applicable. No transaction has taken place. See footnote No. 3.
- [F3]Shares held in trust under Delphi Stock Savings Plan, State Street Bank as trustee, and invested in the Delphi Stock Fund, an investment option under the 401(k) Plan. Balance is as of March 31, 2004, the date of the last quarterly statement.
- [F4]Not applicable. No transaction has taken place. See footnote No. 5.
- [F5]Of the total, 2,830 shares are held by a trust for the benefit of the reporting person's parents and 1,000 shares are owned by the mother of the reporting person's spouse and over which such spouse retains a power of attorney. The reporting person disclaims beneficial ownership of these securities.
Documents
Issuer
DELPHI CORP
CIK 0001072342
Entity typeother
Related Parties
1- filerCIK 0001189307
Filing Metadata
- Form type
- 4
- Filed
- Apr 27, 8:00 PM ET
- Accepted
- Apr 28, 2:28 PM ET
- Size
- 10.0 KB