4/A//SEC Filing
GOTTSCHALK BERND 4/A
Accession 0001189311-22-000002
CIK 0001818644other
Filed
Jan 2, 7:00 PM ET
Accepted
Jan 3, 11:42 AM ET
Size
8.6 KB
Accession
0001189311-22-000002
Insider Transaction Report
Form 4/AAmended
AEye, Inc.LIDR
GOTTSCHALK BERND
Director
Transactions
- Award
Common Stock
2021-08-16+51,663→ 51,663 total(indirect: VEKTOR Partners FF 1 GBR) - Award
Stock Option (Right to Buy)
2021-08-16$37.21/sh+74,416$2,768,871→ 74,416 totalExercise: $0.63From: 2021-08-16Exp: 2030-11-16→ Common Stock (74,416 underlying)
Holdings
- 42,322
Common Stock
Footnotes (4)
- [F1]Represents the reporting person's 26.03% share in the 198,379 shares held by VEKTOR Partners FF 1 GBR, a Gesellschaft brgerlichen Rechts established under the laws of Germany and not previously reported on a Form 4.
- [F2]The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
- [F3]The exercise price for this derivative security was erroneously reported on a previous Form 4 filed on August 23, 2021; no other changes are being reported.
- [F4]Received in exchange for stock options to acquire 20,000 shares of AEye Technologies, Inc. ("AEye Technologies") in connection with the merger of AEye Technologies into AEye, Inc. (the "Company") pursuant to the exchange ratio set forth in the Agreement and Plan of Merger between AEye Technologies and the Company. The closing price of the Company's Common Stock on the effective date of the merger was $37.2080. These stock options are partially vested and will fully vest on September 29, 2022.
Documents
Issuer
AEye, Inc.
CIK 0001818644
Entity typeother
Related Parties
1- filerCIK 0001189311
Filing Metadata
- Form type
- 4/A
- Filed
- Jan 2, 7:00 PM ET
- Accepted
- Jan 3, 11:42 AM ET
- Size
- 8.6 KB