Home/Filings/4/0001189642-05-000118
4//SEC Filing

WILSON MARGARET E 4

Accession 0001189642-05-000118

CIK 0000885708other

Filed

Jan 18, 7:00 PM ET

Accepted

Jan 19, 3:33 PM ET

Size

11.9 KB

Accession

0001189642-05-000118

Insider Transaction Report

Form 4
Period: 2005-01-14
WILSON MARGARET E
Senior Vice President, Finance
Transactions
  • Award

    Class A Common Stock

    2005-01-14+6,00017,273 total
  • Award

    Class A Common Stock

    2005-01-14+9,15711,273 total
  • Award

    Non-Qualified Stock Option

    2005-01-14+23,52223,522 total
    Exercise: $38.01From: 2008-01-14Exp: 2015-01-14Class A Common Stock (23,522 underlying)
  • Award

    Non-Qualified Stock Option

    2005-01-14+30,00030,000 total
    Exercise: $38.01From: 2009-01-14Exp: 2015-01-14Class A Common Stock (30,000 underlying)
Footnotes (2)
  • [F1]Reflects awards under the Second Amendment and Restatement of Issuer's 1996 Equity Incentive Award Plan of shares of restricted stock and stock options which will vest in a single installment on January 14, 2008.
  • [F2]Reflects awards under the Second Amendment and Restatement of Issuer's 1996 Equity Incentive Award Plan which vest based on a combination of the Issuer achieving specified performance thresholds during a three-year period from 2005 through 2007 and subsequent time vesting. Assuming the performance thresholds are met, shares of restricted stock that will vest in one installment on January 14, 2011 and stock options will vest in three equal installments on January 14, 2009, 2010 and 2011.

Documents

1 file

Issuer

NUVEEN INVESTMENTS INC

CIK 0000885708

Entity typeother

Related Parties

1
  • filerCIK 0001188730

Filing Metadata

Form type
4
Filed
Jan 18, 7:00 PM ET
Accepted
Jan 19, 3:33 PM ET
Size
11.9 KB