4//SEC Filing
SCHWERTFEGER TIMOTHY R 4
Accession 0001189642-06-000015
CIK 0000885708other
Filed
Jan 17, 7:00 PM ET
Accepted
Jan 18, 5:06 PM ET
Size
17.4 KB
Accession
0001189642-06-000015
Insider Transaction Report
Form 4
SCHWERTFEGER TIMOTHY R
DirectorChairman and C.E.O.10% Owner
Transactions
- Gift
Class A Common Stock
2005-09-29−650→ 716,472 total - Gift
Class A Common Stock
2005-09-09−943→ 724,186 total - Gift
Class A Common Stock
2005-09-28−4,500→ 719,686 total - Gift
Class A Common Stock
2005-09-29−2,564→ 717,122 total - Award
Class A Common Stock
2006-01-13+30,573→ 740,045 total - Gift
Class A Common Stock
2005-11-01−6,400→ 710,072 total - Award
Non-Qualified Stock Option
2006-01-13+128,385→ 128,385 totalExercise: $43.42From: 2009-01-13Exp: 2016-01-13→ Class A Common Stock (128,385 underlying) - Gift
Class A Common Stock
2005-11-23−600→ 709,472 total
Holdings
- 3,000(indirect: By Son)
Class A Common Stock
Footnotes (1)
- [F1]Reflects awards under the Nuveen Investments, Inc. 2005 Equity Incentive Plan of shares of restricted stock and stock options which will vest in a single installment on January 13, 2009.
Documents
Issuer
NUVEEN INVESTMENTS INC
CIK 0000885708
Entity typeother
Related Parties
1- filerCIK 0001015680
Filing Metadata
- Form type
- 4
- Filed
- Jan 17, 7:00 PM ET
- Accepted
- Jan 18, 5:06 PM ET
- Size
- 17.4 KB