Cline Roland 4
4 · AMERICAN CAPITAL, LTD · Filed Sep 7, 2012
Insider Transaction Report
Form 4
Cline Roland
Senior Vice President
Transactions
- Exercise/Conversion
Common Stock
2012-09-06$2.96/sh+3,058$9,052→ 33,204 total - Exercise/Conversion
Common Stock
2012-09-06$3.48/sh+16,452$57,253→ 33,204 total - Exercise/Conversion
Options
2012-09-06−97,432→ 0 totalExercise: $4.81From: 2010-01-07Exp: 2019-01-07→ Common Stock (97,432 underlying) - Exercise/Conversion
Common Stock
2012-09-06$4.81/sh+97,432$468,648→ 33,204 total - Exercise/Conversion
Options
2012-09-06−3,058→ 0 totalExercise: $2.96From: 2010-08-12Exp: 2019-08-12→ Common Stock (3,058 underlying) - Sale
Common Stock
2012-09-06$11.36/sh−116,942$1,328,917→ 33,204 total - Exercise/Conversion
Options
2012-09-06−16,452→ 18,250 totalExercise: $3.48From: 2011-02-10Exp: 2020-02-10→ Common Stock (16,452 underlying)
Footnotes (2)
- [F1]On June 11, 2009, the company declared a stock dividend payable to all holders of record of common stock on June 22, 2009. Pursuant to the anti-dilution provisions of the Company's stock option plan, an option for 75,000 shares of common stock with an exercise price of $6.24 held by the reporting person on June 22, 2009 became exercisable for 97,429 shares of common stock with an exercise price of $4.81.
- [F2]Price reflects weighted average sales price; actual sale prices ranged from $11.30 to $11.42. The reporting person undertakes to provide, upon request by the Commission staff, the issuer or a security holder of the issuer, information regarding the number of shares sold at each separate price.