Home/Filings/4/0001193125-25-237138
4//SEC Filing

Kapani Mayur 4

Accession 0001193125-25-237138

CIK 0001571949other

Filed

Oct 9, 8:00 PM ET

Accepted

Oct 10, 4:30 PM ET

Size

17.1 KB

Accession

0001193125-25-237138

Insider Transaction Report

Form 4
Period: 2025-10-08
Kapani Mayur
Chief Technology Officer
Transactions
  • Exercise/Conversion

    Common Stock

    2025-10-08$57.31/sh+5,345$306,32275,322 total
  • Sale

    Common Stock

    2025-10-08$157.51/sh1,800$283,51773,522 total
  • Sale

    Common Stock

    2025-10-08$160.84/sh400$64,33666,289 total
  • Exercise/Conversion

    Employee Stock Option (right to buy) Holding

    2025-10-085,34513,720 total
    Exercise: $57.31Exp: 2027-01-18Common Stock (5,345 underlying)
  • Sale

    Common Stock

    2025-10-08$158.29/sh4,200$664,81269,322 total
  • Sale

    Common Stock

    2025-10-08$159.22/sh2,633$419,22766,689 total
  • Sale

    Common Stock

    2025-10-08$162.03/sh1,049$169,96965,240 total
Footnotes (9)
  • [F1]This transaction was effected pursuant to a Rule 10b5-1 trading plan which was approved and became effective as of June 6, 2025.
  • [F2]Amount of securities beneficially owned includes 75 shares acquired under Intercontinental Exchange, Inc. Employee Stock Purchase Plan on June 30, 2025.
  • [F3]The price range for the aggregate amount sold by the direct holder is $156.83 - $157.78. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.
  • [F4]The price range for the aggregate amount sold by the direct holder is $157.83 - $158.82. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.
  • [F5]The price range for the aggregate amount sold by the direct holder is $158.84 - $159.53. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.
  • [F6]The common stock number referred in Table I is an aggregate number and represents 52,317 shares of common stock and 4,487 unvested restricted stock units ("RSUs"), and 8,436 unvested performance based restricted stock units ("PSUs"), for which the performance period has been satisfied. The RSUs and PSUs vest over a three year period, in which 33.33% of the units vest each year.
  • [F7]The satisfaction of the 2023, 2024 and 2025 three-year total shareholder return (TSR) PSUs and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2026, February 2027 and February 2028, respectively, and will be reported at the time of vesting. The satisfaction of the 2024 and 2025 three-year earnings before interest, taxes, depreciation, and amortization (EBITDA) PSUs and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2027 and February 2028, respectively, and will be reported at the time of vesting.
  • [F8]The satisfaction of the performance based restricted stock units granted as Deal Incentive Awards and the corresponding number of shares to be issued pursuant to these awards, will not be determined until December 2026, December 2027 and December 2028 and will be subject to additional time-based vesting conditions and, if applicable, a subsequent one-year holding period.
  • [F9]These options are fully vested.

Documents

1 file

Issuer

Intercontinental Exchange, Inc.

CIK 0001571949

Entity typeother

Related Parties

1
  • filerCIK 0001917418

Filing Metadata

Form type
4
Filed
Oct 9, 8:00 PM ET
Accepted
Oct 10, 4:30 PM ET
Size
17.1 KB