|4Nov 10, 4:43 PM ET

LIGAND PHARMACEUTICALS INC 4

4 · Pelthos Therapeutics Inc. · Filed Nov 10, 2025

Insider Transaction Report

Form 4
Period: 2025-11-06
Transactions
  • Award

    Senior Secured Convertible Note

    2025-11-06$9000000.00/sh
    Exercise: $34.44Common Stock (261,309 underlying)
Footnotes (1)
  • [F1]On November 6, 2025, Pelthos Therapeutics Inc. (the "Issuer") entered into a Securities Purchase Agreement with the reporting person and certain other investors, pursuant to which the Issuer issued a senior secured convertible note (the "Convertible Note") in the aggregate principal amount of $9 million to the reporting person on November 6, 2025. The Convertible Note may be converted into Common Stock at a conversion price of $34.442 per share. The Note includes a beneficial ownership limitation of 49.9% with respect to the reporting person.

Documents

1 file
  • 4
    ownership.xmlPrimary

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