SPROTT FOCUS TRUST INC.·4

Jan 7, 12:09 PM ET

GEORGE W WHITNEY 4

4 · SPROTT FOCUS TRUST INC. · Filed Jan 7, 2026

Insider Transaction Report

Form 4
Period: 2026-01-06
GEORGE W WHITNEY
Director10% OwnerOther
Transactions
  • Purchase

    Common Stock

    2026-01-06$8.89/sh+1,785$15,8698,078,033 total
  • Sale

    Common Stock

    2026-01-06$8.85/sh17,700$156,645306,805 total(indirect: By Trust)
Holdings
  • Common Stock

    (indirect: By Spouse)
    3,276,263
  • Common Stock

    (indirect: By Trust)
    1,424,706
  • Common Stock

    (indirect: By Trust)
    264,650
  • Common Stock

    (indirect: By Trust)
    114,292
  • Common Stock

    (indirect: By Foundation)
    2,588,112
Footnotes (5)
  • [F1]Shares held by a trust established for the benefit of Mr. George's immediate family member (the "BM Trust"). Mr. George serves as trustee of the BM Trust and, in such capacity, has investment and voting discretion over shares held by the BM Trust. Mr. George may be deemed to beneficially own the shares held by the BM Trust.
  • [F2]Shares held by The Meredith and Whitney George Foundation (the "Foundation"). Mr. George serves as the Chairman of the Foundation and, in such capacity, has investment and voting discretion over shares held by the Foundation.
  • [F3]Shares held by a trust established for the benefit of Mr. George's children. As beneficiaries of the trust, Mr. George's children have a pecuniary interest in the trust. Mr. George may be deemed to beneficially own the shares held by the trust.
  • [F4]Shares held by a trust established for the benefit of Mr. George's spouse. Mr. George serves as trustee of the trust and, in such capacity, has investment and voting discretion over shares held by the trust. As beneficiary of the trust, Mr. George's spouse has a pecuniary interest in the trust. Mr. George may be deemed to beneficially own the shares held by the trust.
  • [F5]Shares held by a trust established for the benefit of Mr. George's immediate family member (the "TM Trust"). Mr. George serves as trustee of the TM Trust and, in such capacity, has investment and voting discretion over shares held by the TM Trust. Mr. George may be deemed to beneficially own the shares held by the TM Trust.

Documents

1 file
  • 4
    ownership.xmlPrimary

    4