STEIN MARK N 4
4 · Rafael Holdings, Inc. · Filed Jan 29, 2026
Research Summary
AI-generated summary of this filing
Rafael Holdings Director Mark N. Stein Receives Award of 39,370 Shares
What Happened
- Mark N. Stein, a director of Rafael Holdings, Inc. (RFL), was granted 39,370 shares of restricted stock on January 28, 2026. The filing reports an acquisition value of $1.27 per share, for a total reported value of $50,000. The award vested in full immediately.
Key Details
- Transaction date: 2026-01-28; Form 4 filed: 2026-01-29 (timely under Form 4 rules).
- Transaction type: A (award/grant).
- Shares granted and acquired: 39,370 shares at $1.27 each — total $50,000.
- Shares owned after the transaction: not specified in the filing.
- Footnotes from the filing:
- F1: Grant of Restricted Stock that vests in full immediately.
- F2: $1.27 represents the average closing price of the issuer's Class B common stock during December 2025.
- F3: Consists of fully vested shares of Restricted Stock.
- No 10b5-1 plan, sale, or tax-withholding transaction noted.
Context
- This was an award of restricted stock (code A), not a sale or option exercise. Because the shares vested immediately (per the filing), Stein owns the shares outright upon grant. Awards like this increase an insider's direct stake but do not by themselves indicate future trading intent.
Insider Transaction Report
Form 4
STEIN MARK N
Director
Transactions
- Award
Class B Common Stock, par value $.01 per share
[F1][F2][F3]2026-01-28$1.27/sh+39,370$50,000→ 50,845 total
Footnotes (3)
- [F1]Grant of Restricted Stock that vests in full immediately.
- [F2]Represents the average closing price of the Issuer's Class B common stock during December 2025.
- [F3]Consists of fully vested shares of Restricted Stock.
Signature
Joyce J. Mason, by Power of Attorney|2026-01-29