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Rafael Holdings, Inc.·4

Jan 29, 1:23 PM ET

STEIN MARK N 4

Research Summary

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Rafael Holdings Director Mark N. Stein Receives Award of 39,370 Shares

What Happened

  • Mark N. Stein, a director of Rafael Holdings, Inc. (RFL), was granted 39,370 shares of restricted stock on January 28, 2026. The filing reports an acquisition value of $1.27 per share, for a total reported value of $50,000. The award vested in full immediately.

Key Details

  • Transaction date: 2026-01-28; Form 4 filed: 2026-01-29 (timely under Form 4 rules).
  • Transaction type: A (award/grant).
  • Shares granted and acquired: 39,370 shares at $1.27 each — total $50,000.
  • Shares owned after the transaction: not specified in the filing.
  • Footnotes from the filing:
    • F1: Grant of Restricted Stock that vests in full immediately.
    • F2: $1.27 represents the average closing price of the issuer's Class B common stock during December 2025.
    • F3: Consists of fully vested shares of Restricted Stock.
  • No 10b5-1 plan, sale, or tax-withholding transaction noted.

Context

  • This was an award of restricted stock (code A), not a sale or option exercise. Because the shares vested immediately (per the filing), Stein owns the shares outright upon grant. Awards like this increase an insider's direct stake but do not by themselves indicate future trading intent.