HA DAISY Y 4

What Happened Ha Daisy Y, a director of HOPE Bancorp, sold a total of 56,553.35 shares in two open-market transactions. On Feb 5, 2026 she disposed of 25,533.35 shares at a weighted-average price of $12.57 for proceeds of $320,954 (prices in those trades ranged $12.56–$12.60 per footnote). On Feb 6, 2026 she disposed of 31,020 shares at a weighted-average price of $12.48 for proceeds of $387,130 (prices in those trades ranged $11.87–$12.51 per footnote). Total proceeds from the two sales were approximately $708,084. These were sales (not purchases), which are often routine transactions by insiders.

Key Details

• Transaction dates and amounts:
  • Feb 5, 2026: Sold 25,533.35 shares @ $12.57 (weighted avg) = $320,954 (range $12.56–$12.60; Footnote F1)
  • Feb 6, 2026: Sold 31,020 shares @ $12.48 (weighted avg) = $387,130 (range $11.87–$12.51; Footnote F2)
• Total shares sold: 56,553.35; total proceeds ≈ $708,084.
• Shares owned after the transactions: Not specified in the Form 4 filing.
• Footnotes of note:
  • F1 & F2: Reported prices are weighted averages across multiple trades; the filing offers to provide per-trade breakdown on request.
  • F3: Notes older non‑qualified options granted in 2016, fully vested as of 2018 (background, not the transactions reported here).
  • F4: Notes shares received in exchange for Wilshire Bancorp merger consideration (background).
• Filing: Form 4 filed Feb 6, 2026 reporting trades from Feb 5–6; this appears timely (filed within required reporting window).

Context

• These were outright open‑market sales by a company director. Sales can reflect routine actions (diversification, tax planning, liquidity) and do not by themselves indicate insider opinion about company prospects. No option exercise or new awards are reported as part of these trades. If you want per-trade pricing details within the reported ranges, the filer has stated they will provide that information upon request.