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Once Upon a Farm, PBC·4

Feb 9, 8:24 PM ET

Curtis Cassandra Nicole 4

Research Summary

AI-generated summary

Updated

Once Upon a Farm (OFRM) — Curtis Cassandra Nicole Receives Awards

What Happened
Curtis Cassandra Nicole, Chief Innovation Officer and Director of Once Upon a Farm (OFRM), received equity awards and had derivative positions settled in connection with the company's initial public offering. The filing shows grants of 8,601 RSUs on 2026-02-05 and 6,077 RSUs on 2026-02-09 (both reported with $0.00 per-share acquisition price), and a disposition to the issuer of 37,400 derivative shares on 2026-02-09. The disposition is reported as a derivative transaction (no share sale price shown in the excerpt); a footnote states the reporting person’s stock appreciation rights (SARs) fully vested and were settled in cash in connection with the IPO.

Key Details

  • Transaction dates: 2026-02-05 (grant of 8,601 RSUs), 2026-02-09 (grant of 6,077 RSUs; disposition of 37,400 derivative shares). Report filed 2026-02-09.
  • Prices/values shown: RSU grants recorded at $0.00 per share (typical for awards). Disposition listed as N/A; cash settlement amount for SARs is not provided in the filing excerpt.
  • Shares acquired via award: total 14,678 RSUs. Shares disposed (derivative): 37,400.
  • Shares owned after the transactions: not specified in the provided filing excerpt.
  • Relevant footnotes: F1 = RSUs granted with vesting schedule (25% after 1 year, remainder over three years); F2 = SARs fully vested and were settled in cash equal to (IPO price - exercise price) × number of underlying shares; F3 = stock options granted with a similar 25%/monthly schedule.
  • No 10b5-1 plan, tax-withholding details, or late-filing flag shown in the provided excerpt.

Context
These transactions are largely compensation-related and IPO-related settlements rather than open-market purchases or discretionary sales. The RSU and option grants represent future vesting tied to continued service (see footnotes for schedules). The SAR disposition reflects a cash settlement tied to the IPO pricing, not an immediate public-market sale of shares. For retail investors, compensation awards and IPO-related settlements are routine corporate events and do not necessarily signal the insider’s ongoing buying or selling intent.