Marischen James M 4

What Happened

• James M. Marischen, Chief Financial Officer of Stifel Financial Corp (SF), was granted two derivative equity awards on Feb 27, 2026: 9,723 units valued at $74.05 each (total $719,988) and 5,402 units at $74.05 each (total $400,018). Combined grant value ≈ $1,120,006. These are award/acquisition (derivative) transactions — not open-market purchases or sales.

Key Details

• Transaction date and price: Feb 27, 2026; $74.05 per unit.
• Shares/units granted: 9,723 and 5,402 (total 15,125 units).
• Total reported value: $719,988 + $400,018 = $1,120,006 (combined).
• Footnote F1: amounts adjusted for the 3-for-2 stock split payable Feb 26, 2026.
• Vesting: one award vests in 20% increments over five years; the other vests in 10% increments over ten years. One award has no expiration date. (See F2–F4.)
• Shares/units owned after the grant: not disclosed in the provided filing details.
• Filing timeliness: Form 4 filed 2026-03-03 for a 2026-02-27 grant; this was filed within the required two business-day window.

Context

• These transactions are derivative awards (units) that vest over time and are not immediate open-market purchases or sales. For retail investors, time-vested awards show executive compensation alignment with long-term performance but do not indicate an immediate change in market holding or a ready-to-sell position.