Fidelity National Information Services, Inc.·4

Mar 9, 7:59 PM ET

Brooks Alexandra Dawn 4

Research Summary

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Updated

FIS EVP Alexandra Brooks Receives RSU Award, 691 Shares Withheld

What Happened

  • Alexandra Dawn Brooks, EVP and Chief Accounting Officer of Fidelity National Information Services (FIS), had restricted stock unit (RSU) activity on 2026-02-28. The Form 4 shows a grant/award of 9,812 RSUs (derivative instrument) and related conversions/settlements of RSUs into shares. As part of the settlement, 691 shares were surrendered to satisfy withholding tax obligations at $51.05 per share, totaling $35,276. The transactions are award/settlement and tax withholding rather than an open-market purchase or sale.

Key Details

  • Transaction date: 2026-02-28; Form 4 filed: 2026-03-09.
  • Awards/Conversions: Grant of 9,812 RSUs (A); conversion/exercise entries for 2,406 RSUs (M) shown.
  • Tax withholding: 691 shares disposed (F) at $51.05 per share → $35,276 withheld to cover taxes.
  • Shares owned after transaction: Not specified in the provided filing excerpt.
  • Footnotes: F1 indicates shares were surrendered to satisfy withholding for RSU vesting; F2 notes each RSU equals a contingent right to one share; F3 indicates the RSU award vests in three equal annual installments beginning on each anniversary.
  • Timeliness: The filing was submitted on 2026-03-09 for transactions dated 2026-02-28. Form 4s are normally required within two business days of the transaction, so this filing was several days later than that window.

Context

  • This activity reflects an equity award/vesting and routine tax-withholding (a common practice when RSUs vest), not an outright open-market sale or purchase. For RSUs, the relevant point for investors is that the company granted/settled equity for an executive and taxes were covered via share withholding; such transactions are compensation-related and do not by themselves signal a change in insider market sentiment.