SERA PROGNOSTICS, INC.·4

Mar 12, 8:14 PM ET

Kearney Paul 4

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Sera Prognostics (SERA) CDO Kearney Paul Sells Shares

What Happened Kearney Paul, Chief Data Officer of Sera Prognostics, sold 1,396 shares on 2026-03-11 in an open-market/block trade for a reported weighted average price of $2.04, resulting in gross proceeds of approximately $2,848. The sale was reported on an SEC Form 4 filed 2026-03-12. This was a sale (not a purchase) and was executed to satisfy tax-withholding obligations tied to the vesting of restricted stock units (RSUs), not a discretionary lock-step trade.

Key Details

  • Transaction date: 2026-03-11; Form 4 filed: 2026-03-12 (appears timely).
  • Transaction type/code: Sale (S); amount: 1,396 shares; weighted average price: $2.04; proceeds: ~$2,848.
  • Footnote F1: The sale was a mandatory "sell-to-cover" to satisfy RSU tax withholding and was not a discretionary sale by the reporting person.
  • Footnote F2: The $2.04 price is a weighted average from a block trade composed of multiple trades at prices ranging from $1.90 to $2.30; the filer can provide a per-price breakdown to the SEC or company upon request.
  • Shares owned after the transaction: not disclosed in the provided excerpt.

Context This transaction reflects a routine tax-withholding sale tied to RSU vesting rather than an independent decision to raise cash or reduce exposure; such sell-to-cover trades are common and generally carry limited signal about the insider’s view of the company.