SERA PROGNOSTICS, INC.·4

Mar 13, 6:28 PM ET

Lindgardt Zhenya 4

Research Summary

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SERA CEO Zhenya Lindgardt Receives Stock Awards

What Happened

  • Zhenya Lindgardt, CEO of Sera Prognostics (SERA), received two awards reported on 2026-03-12: 154,440 restricted stock units (RSUs) and 239,442 derivative awards. Both grants were reported at $0.00 per share (awards, not purchases), with no cash paid by the reporting person.

Key Details

  • Transaction date: 2026-03-12; Form filed 2026-03-13 (timely).
  • Grant amounts and prices: 154,440 RSUs @ $0.00; 239,442 derivative awards @ $0.00.
  • Vesting (footnotes): RSUs vest over 4 years — 1/16 of original grant vests in quarterly installments beginning March 10, 2026. Derivative awards vest over 4 years — 1/48 vests monthly beginning March 10, 2026.
  • Shares owned after the transaction: not disclosed in the filing.
  • Filing timeliness: filed promptly (no late filing flag).

Context

  • RSUs represent a promise to deliver shares as they vest; derivative awards typically reflect stock options or similar instruments that vest over time (the filing indicates a multi-year vesting schedule). These awards are part of compensation and do not indicate an immediate market purchase or sale.