Victory Capital Holdings, Inc.·4

Mar 16, 5:04 PM ET

Gupta Nina 4

4 · Victory Capital Holdings, Inc. · Filed Mar 16, 2026

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Victory Capital (VCTR) CLO Nina Gupta Receives 26,998-Share Award

What Happened Nina Gupta, Chief Legal Officer of Victory Capital Holdings, received an award (Form 4 code A) of 26,998 shares on March 15, 2026. The award is valued at $66.67 per share, for a total reported value of $1,799,957. This transaction is a compensation grant (an acquisition via award), not an open-market purchase or a sale.

Key Details

  • Transaction date: March 15, 2026; filing date: March 16, 2026 (filed timely).
  • Price used: $66.67 per share (price based on the March 13, 2026 closing price).
  • Total reported value: $1,799,957 for 26,998 shares.
  • Vesting: Shares vest in equal installments on March 15, 2027, 2028 and 2029 (per footnote).
  • Shares owned after transaction: Not disclosed in the provided filing excerpt.
  • Transaction code: A = Award/Grant.

Context This was a restricted stock award as part of compensation (subject to multi-year vesting). Such grants reflect company pay practices and are not the same signal as an insider buying stock on the open market. No immediate sale or cashless exercise was reported; the shares are subject to future vesting.

Insider Transaction Report

Form 4
Period: 2026-03-15
Gupta Nina
Chief Legal Officer
Transactions
  • Award

    Common Stock

    [F1][F2]
    2026-03-15$66.67/sh+26,998$1,799,957235,958 total
Footnotes (2)
  • [F1]Subject to certain exceptions, the shares of Common Stock vest as to 26,998 aggregate shares in equal installments on each of March 15, 2027, 2028 and 2029.
  • [F2]The price is based on the closing price of the Company's shares on March 13, 2026.
Signature
/s/ Nina Gupta|2026-03-16

Documents

1 file
  • 4
    ownership.xmlPrimary

    4