Riehl Nick 4

What Happened

• Nick Riehl, Principal Accounting Officer of Moelis & Co (MC), received multiple grants of Restricted Stock Units (RSUs) on 2026-03-26. The filing reports five awards totaling 36.80 RSUs (11.59; 2.20; 3.88; 10.99; 8.14), acquired at $0.00 (award/derivative transactions). These are awards/dividend equivalents, not open-market purchases or sales.

Key Details

• Transaction date: 2026-03-26; Filing date: 2026-03-30 (timely).
• Type: Award/Grant (derivative RSUs), code A on the Form 4; price reported $0.00.
• Total RSUs granted: 36.80.
• Shares owned after transaction: not specified in the filing.
• Footnote summary:
  • Each RSU represents the right to receive either one share of Class A common stock or cash equal to the share’s fair market value at settlement (company’s option).
  • These RSUs were issued as dividend equivalents tied to the holder’s unvested underlying Incentive and Long Term Incentive RSUs from prior grant dates (Feb 15, 2024; Feb 13, 2025; Feb 12, 2026) and will vest concurrently with those underlying awards.
• No 10b5‑1 plan, tax-withholding sale, or other special sale/exercise details were reported.

Context

• These awards are compensation-related (dividend-equivalent RSUs). They do not involve an immediate cash outlay or open-market trade and will only convert to stock or cash on settlement/vesting per the award terms. Such grants are routine for executive compensation and do not by themselves indicate a buying or selling signal.