TCW SPECIALTY LENDING LLC·4

Apr 3, 1:28 PM ET

Tarica Andrew 4

Research Summary

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TCW Specialty Lending Director Andrew Tarica Acquires 12,500 Units

What Happened Andrew Tarica, a director of TCW Specialty Lending LLC, acquired 12,500 limited liability company units on April 1, 2026 at an effective price of $20.00 per unit, a total value of $250,000. The reported transaction is coded as an "other acquisition or disposition" (J) and resulted from an exchange offer rather than an open-market purchase.

Key Details

  • Transaction date and price: April 1, 2026; 12,500 units at $20.00 each (total $250,000).
  • Transaction code: J (other acquisition/disposition) — this reflects an exchange offer settlement.
  • Shares/units owned after transaction: Not specified in the information provided in this summary.
  • Footnote: The units were received upon settlement of an Exchange Offer by TCW Direct Lending VIII LLC; Tarica tendered and exchanged 2,500 units of TCW Direct Lending VIII LLC in connection with the offer.
  • Filing timeliness: Form filed April 3, 2026 (two days after the transaction date); no late filing flag reported.
  • No 10b5-1 plan, tax-withholding disposition, or immediate sale following acquisition was indicated in the provided filing.

Context This was an in-kind exchange as part of a company-sponsored Exchange Offer (units swapped between related funds), not a market buy. Such transactions can reflect portfolio restructurings or fund-level actions rather than straightforward buy/sell decisions by the insider, so interpret differently than open-market purchases.