TCW SPECIALTY LENDING LLC·4

Apr 3, 1:33 PM ET

Kim Andrew J 4

4 · TCW SPECIALTY LENDING LLC · Filed Apr 3, 2026

Research Summary

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TCW Specialty Lending CFO Kim Andrew J Acquires 15,000 Units

What Happened Kim Andrew J, Chief Financial Officer & Treasurer of TCW Specialty Lending LLC, received 15,000 limited liability company units on April 1, 2026. The units were recorded at $20.00 each for a total value of $300,000. This was an acquisition reported on Form 4 and resulted from the settlement of an exchange offer rather than an open-market purchase.

Key Details

  • Transaction date and price: April 1, 2026 — 15,000 units @ $20.00 each (total $300,000).
  • Transaction type: Code J — "Other acquisition or disposition" (exchange offer settlement).
  • Footnote: The 15,000 units were received upon settlement of TCW Direct Lending VIII LLC’s exchange offer; the reporting person tendered and exchanged 3,000 units of TCW Direct Lending VIII LLC as part of the offer.
  • Shares/units owned after transaction: Not disclosed in the provided filing excerpt.
  • Filing timing: Form filed April 3, 2026 (appears timely based on the transaction date).

Context This was not an option exercise or market purchase but units received through a corporate exchange offer (a portfolio/company restructuring mechanism). Such exchange settlements are contractual and don't necessarily signal an insider’s buy/sell intent; they indicate conversion or exchange of existing holdings as specified by the offer.

Insider Transaction Report

Form 4
Period: 2026-04-01
Kim Andrew J
See Remarks
Transactions
  • Other

    Common Limited Liability Company Units

    [F1]
    2026-04-01$20.00/sh+15,000$300,00015,000 total
Footnotes (1)
  • [F1]Represents 15,000 limited liability company units of TCW Specialty Lending LLC received by the reporting person upon settlement of the exchange offer by TCW Direct Lending VIII LLC (the "Exchange Offer"). In connection with the Exchange Offer, the reporting person tendered and exchanged 3,000 limited liability company units of TCW Direct Lending VIII LLC.
Signature
Zachary Edelman, as Attorney-in-Fact for Andrew J. Kim|2026-04-03

Documents

1 file
  • 4
    ownership.xmlPrimary

    4