SANTAROSA ROMOLO 4/A

What Happened
Romolo Santarosa, Chief Financial Officer of Hanmi Financial Corp. (HAFC), received a performance-based restricted stock award that vested on March 26, 2026 (7,623 shares reported as acquired). To cover tax/exercise obligations, 553 shares and 2,059 shares were withheld (disposed) at $26.33 per share, totaling $14,560 and $54,213 respectively (combined ~$68,773). Net new shares retained by Santarosa after withholding: 5,011 shares.

Key Details

• Transaction date: March 26, 2026. Form 4 amended and filed April 6, 2026.
• Award: 7,623 shares reported as acquired (code A) at $0.00 — these were performance-based RSUs granted March 10, 2023.
• Withholding/disposals (code F): 553 shares @ $26.33 = $14,560; 2,059 shares @ $26.33 = $54,213; total withheld = 2,612 shares (~$68,773).
• Footnote: Original grant was 6,353 RSUs (Mar 10, 2023); performance payout was certified Mar 26, 2026 at 120%, resulting in 7,623 vested shares.
• Shares owned after the transaction: not specified in the filing.
• Filing status: This is an AMENDED Form 4 filed 11 days after the transaction date (appears outside the typical 2-business-day reporting window).

Context
This was a vesting of performance-based restricted stock (an award), not an open-market sale or purchase. The withheld shares reflect routine tax withholding/settlement rather than a discretionary sale — the insider still netted 5,011 newly vested shares. Amended and late filings can occur for administrative reasons; the amendment here updates the official record.