Yokoyama Shuichi 4

What Happened
Shuichi Yokoyama, Senior Managing Corporate Executive of Mitsubishi UFJ Financial Group (MUFG), had deferred-compensation derivative securities ("points") settled in connection with his retirement on April 14, 2026. The settlement resulted in the acquisition of 28,900 shares (reported as an "other acquisition" at $0.00) and the conversion/settlement of 57,966 derivative securities (reported as a conversion of derivative securities at $0.00), with a portion converted into shares and cash per the plan. The filing shows $0 per-share because these were non-cash plan settlements, not open-market purchases or sales; no market value is reported in the Form 4.

Key Details

• Transaction date: 2026-04-14 (reported on Form 4 filed 2026-04-14).
• Reported entries: 28,900 shares acquired (code J, $0.00); 57,966 derivative securities converted/settled (code C, $0.00).
• Shares owned after transaction: not specified in this filing.
• Footnotes: Settlement of deferred-compensation "points" under the plan triggered conversion into shares and cash for a portion of the points; remaining points (including performance-based points) continue to be held per plan terms.
• Timeliness: filing shows transaction and report date as the same day (no late filing indicated in the Form 4).

Context
This was a plan-based conversion tied to retirement, not an open-market buy or sale. Such conversions reflect payout of deferred compensation and do not necessarily signal the insider's view of the stock. The $0.00 price entries indicate non-cash settlement mechanics (conversion of derivative securities/points into shares and cash) rather than a market trade.