Sound Point Direct Lending BDC·4/A

May 4, 5:48 PM ET

LIBERTY MUTUAL HOLDING Co INC. 4/A

4/A · Sound Point Direct Lending BDC · Filed May 4, 2026

Research Summary

AI-generated summary of this filing

Updated

Sound Point Direct Lending BDC — Liberty Mutual Holding Co. Buys $3.0M Stock

What Happened
Liberty Mutual Holding Company Inc. (reported as a 10% owner) bought 121,359 shares of Sound Point Direct Lending BDC on April 30, 2026, at $24.72 per share, for a total transaction value of $2,999,994. The transaction is reported as a purchase (code P), which is generally seen as a bullish signal compared with sales, though this is an institutional acquisition rather than an executive trade.

Key Details

  • Transaction date and price: 2026-04-30 — 121,359 shares at $24.72 each (total $2,999,994).
  • Transaction type/code: Open market or private purchase (P).
  • Shares owned after transaction: The Form 4 was amended to correct the number reported in Column 5; see the amended filing for the exact post-transaction holdings.
  • Footnote: The shares are directly held by Liberty Mutual’s wholly owned indirect subsidiaries (Liberty Mutual Insurance Company, The Ohio Casualty Insurance Company, Peerless Insurance Company and Safeco Insurance Company of America). LMHC disclaims beneficial ownership of those securities except to the extent of its pecuniary interest.
  • Filing note: This is an amended Form 4 filed to correct the reported number of securities beneficially owned after the transaction.

Context
This is an institutional (10% owner) purchase, not an individual executive trade — institutional buys can signal confidence but don’t indicate insider views the way executive buys might. The amendment corrects the reported ownership total, so check the amended Form 4 for the precise post-transaction holdings.

Insider Transaction Report

Form 4/AAmendedExit
Period: 2026-04-30
Transactions
  • Purchase

    Common shares of beneficial interest, par value $0.01

    [F1]
    2026-04-30$24.72/sh+121,359$2,999,994501,359 total(indirect: By subsidiaries)
Footnotes (1)
  • [F1]Represents securities of the issuer directly held by Liberty Mutual Insurance Company, The Ohio Casualty Insurance Company, Peerless Insurance Company and Safeco Insurance Company of America (collectively, the "Subsidiaries"), each of which are wholly-owned indirect subsidiaries of Liberty Mutual Holding Company Inc. ("LMHC"), which may be deemed to be beneficially owned by LMHC. LMHC disclaims beneficial ownership of the securities directly held by the Subsidiaries, except to the extent of its pecuniary interest therein.
Signature
LIBERTY MUTUAL HOLDING COMPANY, By: /s/Vlad Barbalat, Executive Vice President|2026-05-04

Documents

1 file
  • 4
    ownership.xml

    4/A