HA DAISY Y 4
4 · HOPE BANCORP INC · Filed May 8, 2026
Research Summary
AI-generated summary of this filing
HOPE Director Ha Daisy Y Sells 12,000 Shares
What Happened
Ha Daisy Y, a director of HOPE Bancorp, Inc. (HOPE), sold 12,000 shares in an open-market transaction on May 6, 2026 at a weighted-average price of $12.53 per share, generating proceeds of approximately $150,360. This filing reports a sale (S), not a purchase or option exercise.
Key Details
- Transaction date: May 6, 2026; Form 4 filed May 8, 2026 (appears timely).
- Price and proceeds: 12,000 shares at a weighted-average price of $12.53 → ~$150,360 total. (Footnote F2 states the price is a weighted average and further breakdown can be provided on request.)
- Shares owned after transaction: Not specified in the excerpt provided.
- Notable footnotes:
- F1: Reported share counts reflect a prior transfer to the Kim Ha Living Trust, held jointly with spouse.
- F2: Price is a weighted average; reporting person can provide per-price breakdowns on request.
- F3: The filer has non-qualified options granted in 2016 (fully vested in 2018) — this transaction was a sale, not an option exercise.
- Transaction code: S = Sale.
Context
Sales by insiders can be routine (liquidity, diversification, tax planning) and do not necessarily signal a change in company outlook. This report documents the disposal and includes notes about prior trust transfers and a weighted-average sale price; investors seeking the per-price breakdown or ownership after the trade can request the additional details referenced in the filing.
Insider Transaction Report
- Sale
Common Stock
[F2]2026-05-06$12.53/sh−12,000$150,360→ 373,115 total(indirect: By Trust)
- 10,494
Common Stock
[F1] - 141,427(indirect: By Trust)
Common Stock
- 385,115(indirect: By Trust)
Common Stock
- 20,000
Non-qualified stock option (right to buy)
[F3]Exercise: $17.18Exp: 2026-09-01→ Common Stock (20,000 underlying)
Footnotes (3)
- [F1]The number of shares reported onTable I of this Form 4 reflects previous transfer of shares transferred to the Kim Ha Living Trust, held jointly with spouse.
- [F2]The price reported in Column 4 is a weighted average price. The reporting person undertakes to provide to HOPE Bancorp, Inc., any security holder of HOPE Bancorp, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.
- [F3]Non-qualified stock options were granted on September 1, 2016 pursuant to the BBCN Bancorp, Inc. 2016 Incentive Compensation Plan. These options were fully vested as of September 1, 2018.