HA DAISY Y 4
Research Summary
AI-generated summary
HOPE Director Ha Daisy Y Sells 12,000 Shares
What Happened
Ha Daisy Y, a director of HOPE Bancorp, Inc. (HOPE), sold 12,000 shares in an open-market transaction on May 6, 2026 at a weighted-average price of $12.53 per share, generating proceeds of approximately $150,360. This filing reports a sale (S), not a purchase or option exercise.
Key Details
- Transaction date: May 6, 2026; Form 4 filed May 8, 2026 (appears timely).
- Price and proceeds: 12,000 shares at a weighted-average price of $12.53 → ~$150,360 total. (Footnote F2 states the price is a weighted average and further breakdown can be provided on request.)
- Shares owned after transaction: Not specified in the excerpt provided.
- Notable footnotes:
- F1: Reported share counts reflect a prior transfer to the Kim Ha Living Trust, held jointly with spouse.
- F2: Price is a weighted average; reporting person can provide per-price breakdowns on request.
- F3: The filer has non-qualified options granted in 2016 (fully vested in 2018) — this transaction was a sale, not an option exercise.
- Transaction code: S = Sale.
Context
Sales by insiders can be routine (liquidity, diversification, tax planning) and do not necessarily signal a change in company outlook. This report documents the disposal and includes notes about prior trust transfers and a weighted-average sale price; investors seeking the per-price breakdown or ownership after the trade can request the additional details referenced in the filing.