KETCHUM RICHARD G 4

What Happened

• Richard G. Ketchum, a director of MarketAxess Holdings Inc. (MKTX), was granted 1,390 restricted stock units (RSUs) on June 10, 2026. The grant is reported at $0.00 per share in the Form 4 because it is an award of RSUs rather than a cash purchase or sale.

Key Details

• Transaction date: 2026-06-10; Form 4 filed: 2026-06-12 (appears timely).
• Transaction type/code: Award/Grant (A).
• Shares granted: 1,390 RSUs; reported price: $0.00; reported cash value on Form 4: $0.
• Shares owned after transaction: Not disclosed in the filing.
• Footnote: F1 — Represents a grant of restricted stock units pursuant to the Company's 2020 Equity Incentive Plan.
• No indication of a 10b5-1 plan, tax-withholding sale, or late filing in this report.

Context

• RSUs are compensation awards that convert into actual shares if and when they vest; they are common for directors/executives and do not represent an open-market purchase or sale.
• Grants are not a direct bullish or bearish trade signal by themselves; they reflect compensation and longer-term incentives tied to tenure or performance.