YABUKI JEFFERY W 4

What Happened

• Jeffery W. Yabuki, a director of Nasdaq, Inc. (NDAQ), received a grant of 4,612 Restricted Stock Units (RSUs) on June 10, 2026. The award was granted at $0.00 per unit (no upfront cash cost). Each RSU represents a contingent right to one share of Nasdaq common stock, with the entire grant vesting on June 10, 2027. This is an equity compensation award (transaction code A), not an open‑market purchase or sale.

Key Details

• Transaction date: 2026-06-10; Form 4 filed: 2026-06-12 (filed within the typical two-business-day window).
• Grant amount and price: 4,612 RSUs granted at $0.00 per unit (no cash exchanged at grant).
• Holdings after the transaction: filing indicates 22,959 RSUs held in total, of which 18,347 were vested as of the filing date.
• Relevant footnotes: F1—RSUs vest in full on June 10, 2027; F2—22,959 RSUs total, 18,347 vested; F3—some shares are held in a revocable family trust for which Yabuki is trustee.
• Transaction type: Award/Grant (A). No 10b5‑1 plan, sales, or cashless exercise reported for this transaction.

Context

• RSU grants are standard executive/director compensation and do not reflect an open‑market purchase or immediate sale. They represent future potential ownership if and when they vest and shares are delivered. The vesting date (2027-06-10) determines when the RSUs convert into actual shares subject to tax and potential sale.