Brouillette Dan 4

What Happened
Dan Brouillette, a director of ERock, Inc. (EROC), was granted 13,024 restricted stock units (RSUs) on 2026-06-11. The award is reported at $0.00 per unit (no cash paid at grant), totaling $0 at grant. This is a non-sale award (an equity grant), not a market purchase or sale.

Key Details

• Transaction date: 2026-06-11; Filing date: 2026-06-12 (appears timely).
• Grant: 13,024 restricted stock units (RSUs) reported at $0.00 per unit; total $0 at grant.
• Shares owned after transaction: Not specified in the provided filing excerpt.
• Footnote: RSUs vest on the earlier of the first anniversary of the grant date or the issuer’s next annual meeting of stockholders, subject to continued service. Each RSU converts to one share of Class A common stock upon vesting.
• No 10b5-1 plan, tax-withholding, or immediate sale noted in the provided details.

Context
An RSU grant is an award (A) that gives the recipient the right to receive shares in the future if vesting conditions are met. Because no shares were sold or bought and no cash exchanged at grant, this transaction does not immediately change the market float—its future impact depends on vesting and whether shares are later sold.