Jan Chen-Huan 4

What Happened

• Jan Chen‑Huan, a director of Apollomics Inc. (APLM), had 500 restricted stock units (RSUs) vest on June 15, 2026 and those RSUs converted into 500 Class A ordinary shares. The conversion/exercise is reported as a derivative transaction at $0.00 per share (total value $0), i.e., no cash was paid to acquire the shares. This is an award/vesting event (acquisition), not an open-market purchase or sale.

Key Details

• Transaction date: 2026-06-15; Form filed: 2026-06-16 (timely reporting).
• Reported transaction type: Exercise/conversion of derivative (code M) — 500 shares acquired at $0.00; the filing also shows the derivative interest for 500 shares was disposed (this reflects conversion/cancellation of the RSU instrument).
• Shares owned after transaction: not specified in the provided filing summary.
• Footnotes: F1 clarifies each RSU converts to one Class A share. F2 notes these RSUs were granted earlier and that 500 RSUs vested on Feb 9, Mar 15 and June 15, 2026, with an additional 500 RSUs scheduled to vest on Sept 15, 2026.
• No indication of sale, 10b5-1 plan, or tax-withholding details in the provided notes.

Context

• This was a standard vesting/convert-to-share event for RSUs — the insider received shares as compensation rather than buying them in the market. Such award-based acquisitions are routine and do not necessarily signal the insider’s view on the stock price. The filing appears timely (filed the day after the transaction).