Chen Yi-Kuei 4

What Happened

• Chen Yi-Kuei, Chief Operating Officer of Apollomics Inc. (APLM), had 5,000 restricted stock units (RSUs) vest on June 15, 2026. The filing shows a derivative conversion/settlement (transaction code M) resulting in the acquisition of 5,000 Class A ordinary shares at an exercise/conversion price of $0.00 (filing reports $0 value). The filing also shows the corresponding disposition of the RSU derivative instrument, which reflects the conversion of the RSU into ordinary shares rather than a market sale.

Key Details

• Transaction date: June 15, 2026 (Form 4 filed June 16, 2026)
• Reported price: $0.00 per share; reported transaction value $0
• Shares involved: 5,000 RSUs vested → 5,000 Class A shares acquired
• Post-transaction holdings: not specified in the provided filing
• Footnotes: F2 confirms each RSU equals a contingent right to one Class A share; F3 states this vesting is part of an earlier RSU grant (5,000 shares vested Feb 9, 2026 and Mar 15, 2026; an additional 5,000 will vest Sept 15, 2026)
• Filing timeliness: filed one day after the vesting date (timely by common SEC reporting practice); no late-filing indication in the provided data

Context

• Transaction code M means the derivative (RSU) was converted/settled into shares; no sale of the newly issued shares is reported, so this is not a cashless exercise or open-market sale. Vesting of RSUs is a routine compensation event and does not by itself indicate a buy or sell signal.