Apollomics Inc.·4

Jun 16, 5:05 PM ET

TSAI HSIEN-SHU 4

Research Summary

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Apollomics (APLM) Director Tsai Receives 500 Shares via RSU Vesting

What Happened

  • Tsai Hsien-Shu, a director of Apollomics Inc. (APLM), had 500 restricted stock units (RSUs) vest on June 15, 2026. The Form 4 reports an exercise/conversion (code M) showing 500 shares acquired at $0.00 and a corresponding derivative disposition of 500 RSUs at $0.00. This reflects the settlement/conversion of RSUs into 500 Class A ordinary shares; no cash changed hands.

Key Details

  • Transaction date: June 15, 2026; Form 4 filed June 16, 2026 (appears timely).
  • Reported price: $0.00 per share; reported cash value $0 (RSU settlement).
  • Shares involved: 500 RSUs vested and converted to 500 Class A ordinary shares.
  • Shares owned after transaction: not specified in the provided filing.
  • Footnotes: F1 — each RSU equals one Class A ordinary share; F2 — the RSU grant was previously reported (Form 3 / Form 3/A). Of the grant, 500 shares vested on Feb 9, Mar 15, and Jun 15, 2026; an additional 500 will vest on Sep 15, 2026.
  • Transaction code: M (exercise/conversion of a derivative instrument); the reported disposition reflects conversion/settlement, not a sale.

Context

  • This was a vesting/settlement of previously granted RSUs rather than an open-market purchase or sale. No immediate sale or cashless exercise was reported — the filing shows conversion of RSUs into shares. Such awards are common as part of compensation and do not, by themselves, imply a vote of confidence or concern about the company’s stock.