Chen Hung-Wen 4

What Happened

• Chen Hung‑Wen, CEO of Apollomics Inc., recorded the vesting/conversion of 5,000 restricted stock units (RSUs) on June 15, 2026. The filing shows an exercise/conversion of a derivative (code M): 5,000 shares acquired at $0.00 and a corresponding 5,000-share derivative disposition at $0.00. This reflects the conversion/vesting of RSUs into ordinary shares rather than an open‑market purchase or sale. No cash payment was reported for the shares.

Key Details

• Transaction date: June 15, 2026; Form 4 filed June 16, 2026 (timely filing).
• Reported entries: 5,000 shares acquired (conversion of derivative) @ $0.00; 5,000 derivative shares disposed @ $0.00 (represents conversion of the RSU).
• Shares owned after transaction: not specified in this report.
• Footnotes of note:
  • F2: Each RSU equals a contingent right to one Class A Ordinary Share.
  • F3: This represents the vesting of 5,000 RSUs on June 15, 2026 (part of an earlier RSU grant with additional vesting dates).
  • F1: Mr. Chen is sole director/shareholder of King Regent Management Limited and may be deemed beneficial owner of shares held by that entity (he disclaims beneficial ownership except to his pecuniary interest).
• No sale or cashless exercise was reported; no explicit tax‑withholding disposition noted.

Context

• This is a routine vesting/conversion of equity compensation (RSUs) to common shares. Such transactions are standard compensation events and do not, by themselves, indicate a purchase or sale intent. The filing shows conversion of derivative securities (code M) rather than an open‑market trade.