Ogawa Shoji 4

What Happened
Shoji Ogawa, a director of Nomura Holdings, received 204.13 shares on June 25, 2026 as an awarded grant (transaction code A). The reported U.S. dollar equivalent is $8.86 per share, totaling about $1,809. This was an equity award/compensation event rather than a market purchase or sale.

Key Details

• Transaction date: June 25, 2026. Filing date: June 29, 2026 (filed 4 days after the transaction). Form 4s are generally due within two business days, so this filing appears to have been submitted after the typical reporting window.
• Shares awarded: 204.13 shares at a reported price of $8.86 per share (total ≈ $1,809).
• Shares owned after transaction: Not specified in the Form 4 filing.
• Footnote: Reported USD price was converted from Japanese yen using JPY161.82 = US$1 (MUFG Bank spot rate on 6/25/2026).
• Transaction type: Award/grant (code A) — not a sale (S) or market purchase (P).

Context
An award/grant typically reflects compensation (restricted stock or similar) and does not necessarily indicate the insider’s view on the company’s near-term stock direction. The dollar value here is modest relative to typical director grants, so it likely has limited market impact. The late filing note above is procedural — investors tracking insider timeliness may consider that when reviewing filings.