Yamamoto Tadashi 4

What Happened

• Yamamoto Tadashi, Senior Managing Corporate Executive of Mitsubishi UFJ Financial Group (MUFG), received a grant of 6,960 points (a derivative award) on 2026-07-01. The reported acquisition price is $0.00 because this is a compensation award, not a market purchase or sale.

Key Details

• Transaction date: 2026-07-01; reported on Form 4 filed 2026-07-02 (timely filing).
• Amount: 6,960 points; reported acquisition price: $0.00 (derivative award).
• Shares owned after transaction: not specified in the filing.
• Footnote: The points represent non-adjustable performance points payable in equal monthly installments from July 2026 to June 2027. Points are exchangeable for one share each following the reporting person’s retirement from the relevant position. Prior to delivery, the underlying shares are held by a board incentive plan trust; 50% of such shares will be sold by the trust in a pre-arranged open market sale in Japan upon retirement, with net proceeds in cash plus the remaining 50% in shares delivered to the executive. The award is subject to clawback and forfeiture for cause.

Context

• This is a compensation grant (derivative/award), not a purchase or sale of existing shares. Such awards reflect executive pay arrangements and do not by themselves indicate the executive buying or selling stock in the open market. The conversion mechanics and partial pre-arranged sale upon retirement are described in the filing footnote.