Komoriya Masatoshi 4

What Happened Masatoshi Komoriya, a Senior Managing Corporate Executive at Mitsubishi UFJ Financial Group (MUFG), was granted 6,960 derivative awards on July 1, 2026. The award is reported as a grant (transaction code A) at $0.00 per share — i.e., no immediate cash paid or received. These are equity "points" that will convert to common stock under the company's board incentive plan after specified conditions are met.

Key Details

• Transaction date: 2026-07-01; reported on Form 4 filed 2026-07-02 (appears timely).
• Amount: 6,960 points/units; price recorded $0.00; immediate reported value $0.
• Nature: Derivative award/grant (convertible points), not an open-market purchase or sale.
• Shares owned after transaction: Not specified in the filing.
• Footnote: Points are non-adjustable and will be paid in equal monthly installments from July 2026 to June 2027. Points become exchangeable for one share each following the reporting person’s retirement from the relevant position. Before delivery, the shares are held in a board incentive plan trust; 50% of those shares will be sold through a pre-arranged open-market sale in Japan at the time of delivery, with net proceeds paid in cash plus the remaining 50% delivered in shares. Awards are subject to clawback and forfeiture for cause.

Context This is a deferred equity award rather than an immediate purchase or sale—conversion to actual shares (and partial sale) occurs only upon the triggering retirement event. Such awards are typically part of executive compensation and do not represent an immediate market buy or sell signal.