Ozaki Yukiko 4

What Happened

• Yukiko Ozaki, Nomura Holdings' Chief Human Resources Officer (CHRO) and Chief Health Officer (CHO), received a grant/award of 6.169 shares on July 24, 2026. The filing reports an acquisition value of about $61, at a reported price of $9.83 per share (USD-equivalent).

Key Details

• Transaction date: July 24, 2026; filing date: July 27, 2026 (filed within the normal reporting window).
• Transaction type/code: Award/Grant (A).
• Reported price and value: $9.83 per share (USD conversion); total ≈ $61.
• Exchange-rate note: USD amounts converted from JPY using JPY164.01 = US$1 (MUFG Bank spot rate on 7/24/2026).
• Shares owned after transaction: Not specified in this filing.
• Other note: The filing discloses a prior movement of 100 shares from an officer stock ownership plan to a brokerage account on June 25, 2026; that transfer did not change total beneficial ownership.

Context

• This was an award/grant (company-issued shares), not an open-market purchase or sale—such awards are common as compensation or retention and do not necessarily signal a trading view.
• The dollar value is very small (~$61) after currency conversion, reflecting a modest fractional-share grant.