Research Summary
AI-generated summary of this SEC filing
Nomura (NMR) CIO Hori Akio Receives Stock Award
What Happened
- Hori Akio, Chief Information Officer (CIO) of Nomura Holdings, received an award/ acquisition of 65.442 shares on August 25, 2026. The reporting price is $9.87 per share (converted from JPY), for a total reported value of about $646. This transaction is coded as an award/grant (A) on the Form 4.
Key Details
- Transaction date: 2026-08-25; Form 4 filed: 2026-08-26 (appears timely).
- Price used: $9.87 per share (conversion from JPY using JPY159.23 = US$1; footnote F1).
- Shares acquired: 65.442; total reported value ≈ $646.
- Shares owned after transaction: not specified in the provided excerpt of the filing.
- Footnote F2: Notes prior internal transfer of 900 shares from the officer's stock ownership plan account to a brokerage account on June 25, 2026; this transfer did not change total beneficial ownership.
- Transaction code: A (award/grant). No 10b5‑1 or tax‑withholding details reported in the excerpt.
Context
- This appears to be a small compensation award rather than a market purchase or sale; such awards are commonly part of executive compensation plans and do not necessarily indicate a trading view. The reported USD amounts were converted from Japanese yen per the filing's stated exchange rate.