Nomura (NMR) CIO Hori Akio Receives Award of 61.76 Shares

What Happened Hori Akio, Chief Information Officer (CIO) of Nomura Holdings, received an awarded/acquired 61.759 shares on September 25, 2026. The filing reports a converted price of $9.97 per share, for a total value of approximately $616. This was an award/grant (compensation-related), not an open-market purchase or sale.

Key Details

• Transaction date: 2026-09-25; Form 4 filed: 2026-09-28 (accession 0001193125-26-405716).
• Reported price/value: $9.97 per share; total ≈ $616 (USD). Price converted from JPY using JPY158.78 = US$1 (footnote).
• Shares reported acquired: 61.759 shares (award/grant, code A).
• Shares owned after transaction: not specified in the filing.
• Other note (footnote): 200 shares were moved from the officer's stock ownership plan account to a brokerage account in the reporting person's name on the same date; this transfer did not change total beneficial ownership.
• No indication in the filing of a 10b5-1 plan, cashless exercise, gift, or tax-withholding sale.

Context Awards like this are typically compensation-related and do not necessarily signal the insider's market view. The reported USD amounts reflect a currency conversion from Japanese yen per the filing; the award value is modest (~$616), suggesting a small grant or fractional-share issuance rather than a large equity stake change.