Gladstone Investment Appoints New President; CEO Remains

What Happened
Gladstone Investment Corporation filed an 8-K on October 1, 2026, confirming that Erika Highland’s appointment as President became effective that day. The appointment had been previously announced on March 23, 2026. David Dullum stepped down from the President role effective October 1, 2026, and continues to serve as the Company’s Chief Executive Officer.

Key Details

• Appointment effective date: October 1, 2026 (8‑K filed Oct 1, 2026).
• Prior notice: Appointment previously announced March 23, 2026.
• Leadership roles: Erika Highland (age 46) served as Executive Vice President from March 2026 to Sept 30, 2026, and as Senior Managing Director from Oct 2023 to March 2026.
• Tenure and background: Highland joined the Gladstone Companies in August 2005, has led sourcing, transaction execution, portfolio management and exits for portfolio companies, and previously worked at Wells Fargo Retail Finance and A.G. Edwards. She holds a B.S. in Business Administration (Finance) from Boston College.

Why It Matters
This filing documents an executive change that clarifies day‑to‑day leadership: a new President is in place while the CEO remains unchanged, signaling continuity at the top. Highland’s long tenure at Gladstone and direct experience overseeing investments and portfolio companies may affect operational oversight and execution. Investors should note the change as part of the company’s governance and leadership profile; no financial terms or other material changes were disclosed in the 8‑K.