Alibaba Group Holding Ltd: director Joseph C Tsai exercised 10,834 shares

What happened Joseph C Tsai, a director, reported exercises/conversions of derivatives on Oct 1, 2026. The filing shows acquisitions of 3,334 and 7,500 ordinary shares (total 10,834) with acquisition price reported as N/A, and matching dispositions of 3,334 and 7,500 shares at $0.00 (total proceeds $0.00). Footnotes state these reflect restricted share units that vested and settled into ordinary shares.

Key details

• Transaction date(s) and price(s): Oct 1, 2026; acquired 3,334 shares (price N/A) and 7,500 shares (price N/A); disposed 3,334 shares and 7,500 shares at $0.00 (derivative).
• Shares owned after the transaction: not reported in this filing.
• Relevant footnotes: F1 and F2 indicate RSUs vested and settled into ordinary shares; F3 and F4 describe vesting schedules (one award vests in 24 equal quarterly installments beginning Jul 1, 2025; the other vests in 16 equal quarterly installments beginning Jul 1, 2026) and that the vesting reported was as of Oct 1, 2026.
• Remarks in the filing: the report does not include ordinary shares held by Joe and Clara Tsai Foundation Limited and Parufam Limited; the reporting person disclaims pecuniary interest in those shares for purposes of Section 16.
• Filing date: Oct 5, 2026 (period of report Oct 1, 2026).

Why it may matter

• The transactions are reported under code M (exercise or conversion of a derivative); the filing states the activity reflects RSUs that vested and settled into ordinary shares rather than market purchases or sales.
• The filing reports dispositions at $0.00 (derivative) alongside the acquisitions and the RSU footnotes, consistent with settlement of vested awards.
  This filing does not show why the insider traded or why the company acted.