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4/A//SEC Filing

LAGRANGE CAPITAL PARTNERS OFFSHORE FUND LTD 4/A

Accession 0001193805-10-001676

CIK 0000038264other
View on SEC.govCompany Profile

Filed

Jun 7, 8:00 PM ET

Accepted

Jun 8, 7:59 PM ET

Size

26.5 KB

Accession

0001193805-10-001676

Insider Transaction Report

Form 4/AAmended
Period: 2010-05-28
FORWARD INDUSTRIES INCFORD
LaGrange Capital Partners LP
10% Owner
Transactions
  • Purchase

    Common Stock, par value $0.01 per share

    2010-06-01$4.92/sh+5,477$26,950→ 326,470 total(indirect: Capital Partners Offshore)
  • Purchase

    Common Stock, par value $0.01 per share

    2010-05-28$5.00/sh+26,560$132,800→ 320,993 total(indirect: Capital Partners Offshore)
  • Purchase

    Common Stock, par value $0.01 per share

    2010-06-01$4.92/sh+26,741$131,582→ 1,555,108 total(indirect: LaGrange Capital Partners, L.P.)
  • Purchase

    Common Stock, par value $0.01 per share

    2010-06-02$5.16/sh+10,844$55,996→ 1,565,952 total(indirect: LaGrange Capital Partners, L.P.)
  • Purchase

    Common Stock, par value $0.01 per share

    2010-05-28$5.00/sh+13,280$66,400→ 163,802 total(indirect: Situations Yield Master Fund)
  • Purchase

    Common Stock, par value $0.01 per share

    2010-06-02$5.16/sh+2,221$11,469→ 328,691 total(indirect: Capital Partners Offshore)
  • Purchase

    Common Stock, par value $0.01 per share

    2010-05-28$5.00/sh+126,160$630,800→ 1,528,367 total(indirect: LaGrange Capital Partners, L.P.)
LaGrange Capital Administration, L.L.C.
10% Owner
Transactions
  • Purchase

    Common Stock, par value $0.01 per share

    2010-05-28$5.00/sh+26,560$132,800→ 320,993 total(indirect: Capital Partners Offshore)
  • Purchase

    Common Stock, par value $0.01 per share

    2010-06-02$5.16/sh+2,221$11,469→ 328,691 total(indirect: Capital Partners Offshore)
  • Purchase

    Common Stock, par value $0.01 per share

    2010-05-28$5.00/sh+126,160$630,800→ 1,528,367 total(indirect: LaGrange Capital Partners, L.P.)
  • Purchase

    Common Stock, par value $0.01 per share

    2010-06-01$4.92/sh+26,741$131,582→ 1,555,108 total(indirect: LaGrange Capital Partners, L.P.)
  • Purchase

    Common Stock, par value $0.01 per share

    2010-06-02$5.16/sh+10,844$55,996→ 1,565,952 total(indirect: LaGrange Capital Partners, L.P.)
  • Purchase

    Common Stock, par value $0.01 per share

    2010-05-28$5.00/sh+13,280$66,400→ 163,802 total(indirect: Situations Yield Master Fund)
  • Purchase

    Common Stock, par value $0.01 per share

    2010-06-01$4.92/sh+5,477$26,950→ 326,470 total(indirect: Capital Partners Offshore)
LaGrange Capital Management, LLC
10% Owner
Transactions
  • Purchase

    Common Stock, par value $0.01 per share

    2010-05-28$5.00/sh+13,280$66,400→ 163,802 total(indirect: Situations Yield Master Fund)
  • Purchase

    Common Stock, par value $0.01 per share

    2010-06-01$4.92/sh+26,741$131,582→ 1,555,108 total(indirect: LaGrange Capital Partners, L.P.)
  • Purchase

    Common Stock, par value $0.01 per share

    2010-05-28$5.00/sh+126,160$630,800→ 1,528,367 total(indirect: LaGrange Capital Partners, L.P.)
  • Purchase

    Common Stock, par value $0.01 per share

    2010-05-28$5.00/sh+26,560$132,800→ 320,993 total(indirect: Capital Partners Offshore)
  • Purchase

    Common Stock, par value $0.01 per share

    2010-06-02$5.16/sh+2,221$11,469→ 328,691 total(indirect: Capital Partners Offshore)
  • Purchase

    Common Stock, par value $0.01 per share

    2010-06-02$5.16/sh+10,844$55,996→ 1,565,952 total(indirect: LaGrange Capital Partners, L.P.)
  • Purchase

    Common Stock, par value $0.01 per share

    2010-06-01$4.92/sh+5,477$26,950→ 326,470 total(indirect: Capital Partners Offshore)
LaGrange Special Situations Yield Master Fund, Ltd.
10% Owner
Transactions
  • Purchase

    Common Stock, par value $0.01 per share

    2010-05-28$5.00/sh+26,560$132,800→ 320,993 total(indirect: Capital Partners Offshore)
  • Purchase

    Common Stock, par value $0.01 per share

    2010-05-28$5.00/sh+126,160$630,800→ 1,528,367 total(indirect: LaGrange Capital Partners, L.P.)
  • Purchase

    Common Stock, par value $0.01 per share

    2010-05-28$5.00/sh+13,280$66,400→ 163,802 total(indirect: Situations Yield Master Fund)
  • Purchase

    Common Stock, par value $0.01 per share

    2010-06-01$4.92/sh+26,741$131,582→ 1,555,108 total(indirect: LaGrange Capital Partners, L.P.)
  • Purchase

    Common Stock, par value $0.01 per share

    2010-06-01$4.92/sh+5,477$26,950→ 326,470 total(indirect: Capital Partners Offshore)
  • Purchase

    Common Stock, par value $0.01 per share

    2010-06-02$5.16/sh+10,844$55,996→ 1,565,952 total(indirect: LaGrange Capital Partners, L.P.)
  • Purchase

    Common Stock, par value $0.01 per share

    2010-06-02$5.16/sh+2,221$11,469→ 328,691 total(indirect: Capital Partners Offshore)
Johnson Frank L
10% Owner
Transactions
  • Purchase

    Common Stock, par value $0.01 per share

    2010-06-02$5.16/sh+2,221$11,469→ 328,691 total(indirect: Capital Partners Offshore)
  • Purchase

    Common Stock, par value $0.01 per share

    2010-06-01$4.92/sh+5,477$26,950→ 326,470 total(indirect: Capital Partners Offshore)
  • Purchase

    Common Stock, par value $0.01 per share

    2010-06-01$4.92/sh+26,741$131,582→ 1,555,108 total(indirect: LaGrange Capital Partners, L.P.)
  • Purchase

    Common Stock, par value $0.01 per share

    2010-05-28$5.00/sh+26,560$132,800→ 320,993 total(indirect: Capital Partners Offshore)
  • Purchase

    Common Stock, par value $0.01 per share

    2010-05-28$5.00/sh+126,160$630,800→ 1,528,367 total(indirect: LaGrange Capital Partners, L.P.)
  • Purchase

    Common Stock, par value $0.01 per share

    2010-06-02$5.16/sh+10,844$55,996→ 1,565,952 total(indirect: LaGrange Capital Partners, L.P.)
  • Purchase

    Common Stock, par value $0.01 per share

    2010-05-28$5.00/sh+13,280$66,400→ 163,802 total(indirect: Situations Yield Master Fund)
LAGRANGE CAPITAL PARTNERS OFFSHORE FUND LTD
10% Owner
Transactions
  • Purchase

    Common Stock, par value $0.01 per share

    2010-06-01$4.92/sh+5,477$26,950→ 326,470 total(indirect: Capital Partners Offshore)
  • Purchase

    Common Stock, par value $0.01 per share

    2010-05-28$5.00/sh+126,160$630,800→ 1,528,367 total(indirect: LaGrange Capital Partners, L.P.)
  • Purchase

    Common Stock, par value $0.01 per share

    2010-05-28$5.00/sh+13,280$66,400→ 163,802 total(indirect: Situations Yield Master Fund)
  • Purchase

    Common Stock, par value $0.01 per share

    2010-05-28$5.00/sh+26,560$132,800→ 320,993 total(indirect: Capital Partners Offshore)
  • Purchase

    Common Stock, par value $0.01 per share

    2010-06-02$5.16/sh+2,221$11,469→ 328,691 total(indirect: Capital Partners Offshore)
  • Purchase

    Common Stock, par value $0.01 per share

    2010-06-01$4.92/sh+26,741$131,582→ 1,555,108 total(indirect: LaGrange Capital Partners, L.P.)
  • Purchase

    Common Stock, par value $0.01 per share

    2010-06-02$5.16/sh+10,844$55,996→ 1,565,952 total(indirect: LaGrange Capital Partners, L.P.)
Footnotes (5)
  • [F1]This Form 4 is filed jointly by LaGrange Capital Partners, L.P. ("Capital Partners"), LaGrange Capital Partners Offshore Fund, Ltd. ("Capital Partners Offshore Fund"), LaGrange Special Situations Yield Master Fund, Ltd. ("Situations Master Fund"), LaGrange Capital Management, L.L.C. ("Capital Management"), LaGrange Capital Administration, L.L.C. ("Capital Administration") and Frank L. Johnson. Each of the Reporting Persons is a member of a Section 13(d) group with respect to the securities of the Issuer that beneficially owns in excess of 10% of the Issuer's outstanding Shares. As members of the group, each of the Reporting Persons may be deemed to beneficially own the securities of the Issuer beneficially owned by the other members of the group. Each of the Reporting Persons disclaims beneficial ownership of the securities of the Issuer beneficially owned by the other members of the group except to the extent of his or its pecuniary interest therein.
  • [F2]Shares beneficially owned by Capital Partners Offshore Fund. As the investment manager of Capital Partners Offshore Fund, Capital Administration may be deemed to beneficially own the Shares beneficially owned by Capital Partners Offshore Fund. As the managing member of Capital Administration, Frank L. Johnson may be deemed to beneficially own the Shares beneficially owned by Capital Partners Offshore Fund.
  • [F3]This Form 4 amends and restates the Form 4 filed by the Reporting Persons on June 2, 2010 to reflect a reallocation of the Shares purchased by Capital Partners and Capital Partners Offshore Fund. Capital Partners purchased 5,477 Shares at a purchase price of $4.9206 rather than 7,250 Shares at the same purchase price and Capital Partners Offshore Fund purchased 26,741 Shares at a purchase price of $4.9206 rather than 24,968 Shares at the same purchase price.
  • [F4]Shares beneficially owned by Capital Partners. As the general partner of Capital Partners, Capital Management may be deemed to beneficially own the Shares owned by Capital Partners. As the sole member of Capital Management, Frank L. Johnson may be deemed to beneficially own the Shares beneficially owned by Capital Partners.
  • [F5]Shares beneficially owned by Situations Master Fund. As the investment manager of Situations Yield Master Fund, Capital Administration may be deemed to beneficially own the Shares beneficially owned by Situations Yield Master Fund. As the managing member of Capital Administration, Frank L. Johnson may be deemed to beneficially own the Shares beneficially owned by Situations Yield Master Fund.

Documents

1 file

Issuer

FORWARD INDUSTRIES INC

CIK 0000038264

→
Entity typeother
IncorporatedCayman Islands

Related Parties

1
  • filerCIK 0001302583

Filing Metadata

Form type
4/A
Filed
Jun 7, 8:00 PM ET
Accepted
Jun 8, 7:59 PM ET
Size
26.5 KB
View on SEC.gov