Insider · CIK 0001315394

Johnson Frank L

Reports to the SEC for 2 companies · NEW YORK, NY

sec.gov

Transactions

Companies

Filings

CIK

0001315394

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2014-02-21	FWDIForward Industries, Inc.S Sale	Director, Member of 13(d) group	SSale	−48.3K sh	$1.60	−$77.2K	0
2014-02-20	FWDIForward Industries, Inc.S Sale	Director, Member of 13(d) group	SSale	−72K sh	$1.66	−$120K	48,303
2014-02-20	FWDIForward Industries, Inc.S Sale	Director, Member of 13(d) group	SSale	−33.1K sh	$1.70	−$56.4K	0
2014-02-20	FWDIForward Industries, Inc.S Sale	Director, Member of 13(d) group	SSale	−67.6K sh	$1.70	−$115K	0
2014-02-19	FWDIForward Industries, Inc.S Sale	Director, Member of 13(d) group	SSale	−26.8K sh	$1.70	−$45.6K	67,562
2014-02-19	FWDIForward Industries, Inc.S Sale	Director, Member of 13(d) group	SSale	−241K sh	$1.70	−$410K	33,137
2014-02-18	FWDIForward Industries, Inc.J Other	Director, Member of 13(d) group	JOther	−38.8K sh	—	—	394,689
2013-12-11	FWDIForward Industries, Inc. · Stock Option (Right to Buy)A Award	Director, Member of 13(d) group	AAward	+15K sh	—	—	45,000
2013-12-11	FWDIForward Industries, Inc.A Award	Director, Member of 13(d) group	AAward	+15K sh	$1.59	+$23.9K	542,848
2013-06-28	FWDIForward Industries, Inc. · CONVERTIBLE PREFERRED STOCKP Purchase	Director, Member of 13(d) group	PPurchase	+76.3K sh	$1.97	+$150K	76,335
2013-06-28	FWDIForward Industries, Inc. · COMMON STOCK WARRANT (RIGHT TO BUY)P Purchase	Director, Member of 13(d) group	PPurchase	+1 sh	—	—	1
2012-10-24	FWDIForward Industries, Inc. · Call Option (obligation to sell)E Expiration	Director, Member of 13(d) group	EExpiration	−95.8K sh	—	—	0
2012-10-24	FWDIForward Industries, Inc.X Exercise of In-Money	Director, Member of 13(d) group	XExercise of In-Money	−411K sh	$1.80	−$740K	433,478
2012-10-24	FWDIForward Industries, Inc. · Put Option (right to sell)X Exercise of In-Money	Director, Member of 13(d) group	XExercise of In-Money	−411K sh	—	—	0
2012-10-24	FWDIForward Industries, Inc. · Put Option (right to sell)X Exercise of In-Money	Director, Member of 13(d) group	XExercise of In-Money	−95.8K sh	—	—	0
2012-10-24	FWDIForward Industries, Inc.X Exercise of In-Money	Director, Member of 13(d) group	XExercise of In-Money	−95.8K sh	$1.80	−$172K	94,370
2012-10-24	FWDIForward Industries, Inc. · Call Option (obligation to sell)E Expiration	Director, Member of 13(d) group	EExpiration	−411K sh	—	—	0
2012-10-16	FWDIForward Industries, Inc. · Stock Option (Right to Buy)A Award	Director, Member of 13(d) group	AAward	+10K sh	—	—	30,000
2011-12-08	FWDIForward Industries, Inc. · Call Option (obligation to sell)J Other	Director, Member of 13(d) group	JOther	−76K sh	—	—	76,010
2011-12-08	FWDIForward Industries, Inc. · Call Option (obligation to sell)J Other	Director, Member of 13(d) group	JOther	−380K sh	—	—	380,050
2011-12-08	FWDIForward Industries, Inc.S Sale	Director, Member of 13(d) group	SSale	−63.8K sh	$1.89	−$121K	101,311
2011-12-08	FWDIForward Industries, Inc.S Sale	Director, Member of 13(d) group	SSale	−190K sh	$1.89	−$359K	150,631
2011-12-08	FWDIForward Industries, Inc.S Sale	Director, Member of 13(d) group	SSale	−824K sh	$1.89	−$1.56M	782,639
2011-12-08	FWDIForward Industries, Inc. · Put Option (right to sell)J Other	Director, Member of 13(d) group	JOther	−76K sh	—	—	76,010
2011-12-08	FWDIForward Industries, Inc. · Put Option (right to sell)J Other	Director, Member of 13(d) group	JOther	−50.7K sh	—	—	50,673
2011-12-08	FWDIForward Industries, Inc. · Put Option (right to sell)J Other	Director, Member of 13(d) group	JOther	−380K sh	—	—	380,050
2011-12-08	FWDIForward Industries, Inc. · Call Option (obligation to sell)J Other	Director, Member of 13(d) group	JOther	−50.7K sh	—	—	50,673
2011-03-09	FWDIForward Industries, Inc. · FORWARD INDUSTRIES COMMON STOCK OPTIONA Award	Director, Member of 13(d) group	AAward	+10K sh	—	—	20,000
2010-09-01	FWDIForward Industries, Inc. · Forward Industries Common Stock OptionA Award	Director, Member of 13(d) group	AAward	+10K sh	—	—	10,000
2010-06-21	FWDIForward Industries, Inc.P Purchase	Director, Member of 13(d) group	PPurchase	+691 sh	$3.50	+$2,415.114	165,119
2010-06-21	FWDIForward Industries, Inc.P Purchase	Director, Member of 13(d) group	PPurchase	+6,565 sh	$3.50	+$22.9K	1,606,139
2010-06-21	FWDIForward Industries, Inc.P Purchase	Director, Member of 13(d) group	PPurchase	+1,382 sh	$3.50	+$4,830.228	340,131
2010-06-09	FWDIForward Industries, Inc.P Purchase	Director, Member of 13(d) group	PPurchase	+14.6K sh	$4.59	+$67.1K	1,599,574
2010-06-09	FWDIForward Industries, Inc.P Purchase	Director, Member of 13(d) group	PPurchase	+2,994 sh	$4.59	+$13.7K	338,749
2010-06-08	FWDIForward Industries, Inc.P Purchase	Director, Member of 13(d) group	PPurchase	+1,251 sh	$4.64	+$5,800.262	335,755
2010-06-08	FWDIForward Industries, Inc.P Purchase	Director, Member of 13(d) group	PPurchase	+626 sh	$4.64	+$2,902.449	164,428
2010-06-08	FWDIForward Industries, Inc.P Purchase	Director, Member of 13(d) group	PPurchase	+5,942 sh	$4.64	+$27.6K	1,584,954
2010-06-07	FWDIForward Industries, Inc.P Purchase	Director, Member of 13(d) group	PPurchase	+9,339 sh	$4.91	+$45.8K	1,577,239
2010-06-07	FWDIForward Industries, Inc.P Purchase	Director, Member of 13(d) group	PPurchase	+1,913 sh	$4.91	+$9,383.265	336,277
2010-06-03	FWDIForward Industries, Inc.P Purchase	Director, Member of 13(d) group	PPurchase	+3,721 sh	$4.60	+$17.1K	1,567,900
2010-06-03	FWDIForward Industries, Inc.P Purchase	Director, Member of 13(d) group	PPurchase	+3,900 sh	$4.60	+$17.9K	334,364
2010-06-02	FWDIForward Industries, Inc.P Purchase	Director, Member of 13(d) group	PPurchase	+10.8K sh	$5.16	+$56K	1,564,179
2010-06-02	FWDIForward Industries, Inc.P Purchase	Director, Member of 13(d) group	PPurchase	+10.8K sh	$5.16	+$56K	1,565,952
2010-06-02	FWDIForward Industries, Inc.P Purchase	Director, Member of 13(d) group	PPurchase	+2,221 sh	$5.16	+$11.5K	330,464
2010-06-02	FWDIForward Industries, Inc.P Purchase	Director, Member of 13(d) group	PPurchase	+2,221 sh	$5.16	+$11.5K	328,691
2010-06-01	FWDIForward Industries, Inc.P Purchase	Director, Member of 13(d) group	PPurchase	+26.7K sh	$4.92	+$132K	1,555,108
2010-06-01	FWDIForward Industries, Inc.P Purchase	Director, Member of 13(d) group	PPurchase	+25K sh	$4.92	+$123K	1,553,335
2010-06-01	FWDIForward Industries, Inc.P Purchase	Director, Member of 13(d) group	PPurchase	+7,250 sh	$4.92	+$35.7K	328,243
2010-06-01	FWDIForward Industries, Inc.P Purchase	Director, Member of 13(d) group	PPurchase	+5,477 sh	$4.92	+$27K	326,470
2010-05-28	FWDIForward Industries, Inc.P Purchase	Director, Member of 13(d) group	PPurchase	+126K sh	$5.00	+$631K	1,528,367

Recent filings

Accepted (ET)
Feb 214
FORWARD INDUSTRIES INC0000921895-14-000410
SEC(opens sec.gov)
Feb 204
FORWARD INDUSTRIES INC0000921895-14-000397
SEC(opens sec.gov)
Dec 134
FORWARD INDUSTRIES INC0000038264-13-000007
SEC(opens sec.gov)
Dec 134/A
FORWARD INDUSTRIES INC0000921895-13-002456
SEC(opens sec.gov)
Jul 14
FORWARD INDUSTRIES INC0000038264-13-000001
SEC(opens sec.gov)
Oct 264
Johnson Frank L0001538416-12-000002
SEC(opens sec.gov)
Oct 184
Johnson Frank L0000921895-12-002055
SEC(opens sec.gov)
Dec 124
Johnson Frank L0000762222-11-000006
SEC(opens sec.gov)

Companies

Address

570 LEXINGTON AVENUE, 27TH FLOOR

NEW YORK, NY, 10022