HOCHBERG STEVEN 4
4 · CareMax, Inc. · Filed Feb 15, 2022
Insider Transaction Report
Form 4
CareMax, Inc.CMAX
HOCHBERG STEVEN
DirectorPresident and CEO10% Owner
Transactions
- Other
Private Placement Warrants
2022-02-11−2,916,667→ 0 total(indirect: By LLC)Exercise: $11.50From: 2021-07-21Exp: 2026-06-08→ Class A common stock (2,916,667 underlying) - Other
Class A common stock
2022-02-11−3,768,750→ 0 total(indirect: By LLC)
Holdings
- 50,000
Class A common stock
Footnotes (3)
- [F1]On February 11, 2022, DFHTA Sponsor LLC (the "Sponsor") distributed 3,768,750 shares of the Issuer's Class A common stock and 2,916,667 Private Placement Warrants to its members, on a pro rata basis for no consideration, in connection with the dissolution of the Sponsor.
- [F2]The Sponsor was the record holder of the securities reported herein as being held through the Sponsor. Mr. Hochberg is a manager of the Sponsor and shared voting and investment discretion with respect to the common stock held of record by the Sponsor. Mr. Hochberg disclaims beneficial ownership of the securities held by the Sponsor except to the extent of his pecuniary interest therein, if any.
- [F3]Mr. Hochberg, a partner in Deerfield Management Company, L.P., has no pecuniary interest in the securities reported herein and disclaims beneficial ownership of such securities. The Reporting Person holds the securities for the benefit, and at the direction, of Deerfield Management Company, L.P.